Shu (SFC:AWQ627) Gao
高書
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu (SFC:AWQ627) Gao (高書), a licensed former licensee with CE reference AWQ627. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-18 | 2024-12-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-08-16 | 2024-12-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-04 | 2019-10-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-24 | 2016-08-16 |