Hongkong and Shanghai Banking Corporation Limited, The
香港上海滙豐銀行有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongkong and Shanghai Banking Corporation Limited, The (香港上海滙豐銀行有限公司), a Hong Kong-based registered institution with CE reference AAA523. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2008-07-23.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →
Registered address
Level 10 HSBC Main Building, 1 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2010-01-22 | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | 2008-07-23 | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 9 — Asset management | 2013-07-26 | present |
| Type 7 — Providing automated trading services | present | 2004-07-21 |
| Type 9 — Asset management | present | 2006-11-24 |
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
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