Yuanta Securities (Hong Kong) Company Limited

元大證券(香港)有限公司
CE No. ABS015 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanta Securities (Hong Kong) Company Limited (元大證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABS015. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 136 (total recorded over time: 702). Earliest licence on file: 2006-07-08.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

23/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2012-06-14 present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts 2012-06-14 present
Type 6 — Advising on corporate finance 2006-07-08 present
Type 9 — Asset management 2012-06-14 present
Type 3 — Leveraged foreign exchange trading 2012-06-14 2016-10-31
Type 6 — Advising on corporate finance present 2004-02-16

Licensed staff (all-time) (702)
Active on date

Name Activities First licensed To
Chi Ying Au 區姿瑩 RO 9 2012-06 2014-04
Kim Ling Chan 陳劍陵 RO 6 Rep 6 2010-04 2013-03
Yiu Man Chan 陳耀民 RO 2, 3, 5 Rep 1, 2 2012-06 2016-04
Chih Yung Chen 陳至勇 RO 1, 4, 9 2012-06 2013-02
Chun Hung Chen 陳鈞閎 RO 2, 5 Rep 1, 2, 4, 5 2015-10 2017-04
Kun-Yang Chen 陳坤陽 RO 1 Rep 1, 6 2012-06 2021-10
Miao-Ju Chen 陳妙如 RO 1, 4, 6, 9 2015-07 Present
Ping-Yu Chen 陳品妤 RO 1, 4 Rep 1, 4 2016-11 Present
Yi Jung Chen 陳怡蓉 RO 9 Rep 1, 2, 9 2016-12 2020-02
Shih-Wei Chiang 江仕偉 RO 1, 4 2004-07 2005-11
Wei-Yuan Chiang 江偉源 RO 2, 5 2012-06 2013-04
Yeh-Hung Chou 周彥宏 RO 2, 5 Rep 1, 2, 4, 5 2015-02 2015-08
Peter Ka Kit Chu 朱家傑 RO 4 Rep 4 2012-08 Present
Wayne Chuang 莊之瑋 RO 1, 4 Rep 1, 2, 4, 9 2016-03 Present
Michael Hon Wang Chum 覃漢宏 RO 6 2006-07 2012-12
Christine Jui-Mei Chung 鍾瑞美 RO 6 Rep 6 2006-07 2012-09
Christopher Mark Dunham RO 1, 4 Rep 1, 4 2009-04 2012-04
Terry Kwong Hang Fok 霍廣行 RO 1 Rep 1 2016-04 2018-01
Koon Wah Fung 馮冠華 RO 4 Rep 4 2016-01 2017-09
King Hang Ho 何景行 RO 4 Rep 4 2010-02 2012-09
Chia Hua Hsu 許家華 RO 1 Rep 1 2023-07 Present
Chun-Yuan Hsu 許春元 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2019-04 Present
Pei Hsu 徐培 RO 1, 4 Rep 1 2003-10 2004-11
Ting-Yu Huang 黃亭瑜 RO 1, 2 Rep 1, 2, 3 2012-06 2021-05
Jimson Ka Wing Hung 洪嘉榮 RO 1 Rep 1, 2 2024-03 Present
Che-Jung Kuo 郭哲榮 RO 1, 2 Rep 1, 2, 4, 9 2005-04 2025-06
Robert William Patrick Lacey RO 1, 4 Rep 1, 4 2018-11 2021-09
Anthony King Yan Lai 黎敬恩 RO 6 Rep 6 2011-10 2012-12
James Chi Lap Lam 林子立 RO 1, 2 Rep 1, 2 2021-06 Present
Jimmy Chun Kwok Lam 林振國 RO 4 Rep 4 2015-06 2016-06
Terence Joe Cho Ying Lam 林祖瀛 RO 1, 4, 6 Pre-2003 2013-06
Samuel Cheuk Hang Lau 劉卓鏗 RO 1 Rep 1, 2, 4 2008-09 2018-07
Jessica Man Yi Lee 李敏兒 RO 1, 2, 4, 5 Rep 1, 2, 4, 9 2012-06 2023-09
Hsi Wei Lei 雷希偉 RO 1, 6 Rep 1, 6 2016-02 2023-03
Fang (SFC:AOR995) Li 厲放 RO 6 Rep 6 2007-03 Present
Cheng Chung Liang 梁正中 RO 2, 5 Rep 1, 2, 4, 5, 9 2013-02 2023-08
William Wei Jen Liang 梁維仁 RO 1, 4 Rep 1, 4 2009-08 2011-09
Pak Fu Lim 林柏富 RO 1, 4, 9 Rep 1, 4, 9 2013-09 2015-12
Hsiu-Hui Lin 林秀惠 RO 2, 5 2012-06 2013-04
Yen Jie Lin 林彥傑 RO 1, 4 Rep 1, 4 2004-11 2009-02
Chih-Peng Lo 羅志鵬 RO 1, 4 Rep 1, 4 2008-07 2010-11
Alan Ching Lun Ma 馬敬倫 RO 1, 4 Rep 1, 2, 3, 4, 9 2015-07 2016-09
Boris Markovich RO 4 Rep 4 2009-01 2010-05
Ka Fuk Ng 吳嘉福 RO 1, 4 Rep 1, 2, 4 2009-07 2018-08
Szu Wei Ning 甯思維 RO 6 Rep 1, 4, 6 2018-07 Present
Kuei-Ling Pan 潘桂玲 RO 1, 4, 9 Rep 1, 4, 9 2019-08 Present
Ming Pui Poon 潘明培 RO 1, 4 Rep 1, 4 2009-08 2011-04
Chin Hung Quek 郭進漢 RO 1, 2 Rep 1, 2 2015-12 Present
Choon Ming Tan 陳俊銘 RO 4 Rep 4 2009-02 2012-03
Kim Guan Teo 張金源 RO 1, 2, 4, 5 Rep 1, 2, 9 2024-08 Present
Tak Chi Tsang 曾德芝 RO 6 Rep 6 2009-11 2012-09
David Ngar Yin Wan 溫雅言 RO 1, 4, 9 Rep 2, 3, 5 2004-02 2018-03
Hung Ha Wan 尹紅霞 RO 1 Rep 1 2012-07 2021-12
Siu Shun Wan 溫紹迅 RO 1, 2, 4, 5 2012-06 2022-12
Chun-Chieh Wang 王俊傑 RO 1, 4 Rep 1, 4 2012-12 2016-04
Tsung Hsien Wen 溫宗憲 RO 1, 2, 4, 5, 9 Rep 1, 4, 9 2015-10 Present
Ming Sung Weng 翁敏松 RO 9 Rep 1, 4, 9 2013-06 2015-03
Richard Miles Wertheimer RO 1, 4 Rep 1, 4 2006-05 2009-09
Chun Wai (SFC:AAK319) Wong 王振威 RO 1, 4 Rep 1, 4 2016-10 2018-01
Kam Wah Wong 黃錦華 RO 6 Rep 6 2010-04 2013-04
Yun Fai Wong 黃潤輝 RO 1, 4 Rep 1, 4 2008-09 2012-01
Raymond Teh Sen Wu 吳德生 RO 1, 4 Rep 1, 2, 4, 9 2013-01 2024-05
Tsung Hsien Wu 吳宗憲 RO 1, 4 Rep 1, 2, 4 2016-06 2019-04
Yi Han Wu 吳怡翰 RO 1 Rep 1 2012-06 2012-08
Duncan Wai Yee Wun 溫偉儀 RO 1, 4 Rep 1, 4 2009-08 2017-05
Te Hau Yang 楊得灝 RO 1, 4, 6, 9 Rep 1, 4, 6, 9 2006-07 2017-04
Wu-Kuang Yang 楊武光 RO 1, 4 Rep 1, 9 2016-01 Present
Yeu Shun Yang 楊雨順 RO 1, 4 Rep 1, 4 2013-06 2015-03
Yi Ting Yang 楊逸庭 RO 1, 2, 4 Rep 1, 2, 3, 4 2015-08 Present
Venus Luk Mei Yeung 楊綠薇 RO 1, 2, 4 Rep 1, 2, 4 2016-10 2019-01
Chi Wah Yiu 姚志華 RO 1, 2, 3, 6 2012-06 2016-02
Ti-Sheng Young 楊滌生 RO 4 Rep 4 2009-03 2010-04
Tsz Fung Au Yeung 歐陽子鋒 Rep 1 2013-01 2013-11
Wenjia Bao 包文佳 Rep 1, 2 2015-11 2017-07
Yuyao Bu 卜羽瑶 Rep 1 2023-10 Present
Minqian Cao 曹敏倩 Rep 1, 9 2016-01 2017-07
Yan Chai 柴妍 Rep 4 2009-01 2010-01
Alvin Kwun Lin Chan 陳冠年 Rep 1, 2 2012-06 2012-11
Andrew Wai Men Chan 陳偉文 Rep 1, 4 2013-06 2013-07
Chi Kan Chan 陳志勤 Rep 1 2012-08 2012-09
Ching Shan Chan 陳靜山 Rep 1 2013-02 2013-12
Chor Man Chan 陳楚民 Rep 1, 2 2012-06 2023-08
Christy Cheuk Ki Chan 陳卓琦 Rep 1, 2 2017-01 2017-02
Eric Chi Wai Chan 陳志偉 Rep 1, 2 2012-06 2023-03
Fong Leung Chan 陳昉亮 Rep 1, 2 2018-02 2019-03
George Lung-Cheung Chan 陳龍翔 Rep 1 2016-08 2017-03
Ho Ting Chan 陳浩庭 Rep 1, 2, 4 2012-06 2014-04
Hon Fai Chan 陳漢輝 Rep 1, 2 2012-06 2021-03
Hui Chan 曾輝 Rep 1 2010-07 2013-06
Hwai Chey George Chan Rep 1, 4 2020-05 Present
Jennia Pui Man Chan 陳佩敏 Rep 1 2012-06 2021-02
Johnnie Bing Hang Chan 陳秉恒 Rep 1, 2 2016-02 Present
Ka Hung (SFC:ABH274) Chan 陳家雄 Rep 1, 2 2012-06 Present
Ka Wan Chan 陳嘉韻 Rep 1 2014-04 2015-01
Ka Yu Chan 陳嘉瑜 Rep 1, 4 2012-06 2015-12
King Hong (SFC:BHU900) Chan 陳敬康 Rep 1, 2 2017-01 2019-05
King Lok Chan 陳敬樂 Rep 1, 2 2012-06 2019-07
King Yeung Chan 陳景揚 Rep 1, 4, 9 2018-02 2020-04
Kwok Hei Chan 陳國禧 Rep 1 2021-06 2021-07
Kwok Kin Chan 陳國健 Rep 1, 2, 4 2019-08 Present
Showing 1–100 of 702

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