Christopher Mark Dunham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Mark Dunham, a licensed Representative with CE reference ANU648. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-30 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-06-04 | 2021-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-06-04 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2012-06-04 | 2021-07-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-01-19 | 2012-04-26 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-17 | 2012-01-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-05 | 2012-04-26 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-28 | 2009-08-05 |
| HSBC Securities (Asia) Limited | RO | Type 1 — Dealing in securities | 2007-07-23 | 2009-02-18 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-08 | 2009-02-18 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-18 | 2007-05-08 |