Merrill Lynch Far East Limited

CE No. AAC352 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Merrill Lynch Far East Limited, a Hong Kong-based licensed corporation with CE reference AAC352. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts. Current licensed staff on file: 188 (total recorded over time: 2671). Earliest licence on file: 2010-08-20.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →

Registered address

40/F, Cheung Kong Center, 2 Queen's Road, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2010-08-20 present
Type 4 — Advising on securities present 2025-01-16
Type 6 — Advising on corporate finance present 2025-01-16
Type 7 — Providing automated trading services 2013-07-17 2018-11-16
Type 7 — Providing automated trading services present 2005-01-25
Type 9 — Asset management present 2005-01-25

Licensed staff (all-time) (2671)
Active on date

Name Activities First licensed To
Charanjit Singh Arora RO 1, 7 Rep 1, 2 2005-05 2017-12
Devesh Bharat Ashra RO 1, 4, 6 Rep 1, 4, 6 2013-06 2020-01
Murat Atamer 艾莫瑞 RO 1, 2, 7 Rep 1, 2, 7 2014-06 2019-04
Navneet Kumar Bansal RO 1, 2 Rep 1, 2 2010-06 Present
Thomas Barsha RO 1, 4, 6 Rep 1, 4, 6 2007-10 2024-02
Matthew Howard Basler RO 1, 4, 6 Rep 1, 4, 6 2020-08 2025-01
Nitin Batra RO 1, 2 Rep 1, 2 2020-08 Present
Nigel John Beattie RO 1 2005-05 2008-01
Russell William Beattie RO 1, 2 Rep 1, 2 2015-01 2021-07
Berat Elif Bilgi Zapparoli RO 1, 4, 6 Rep 1, 4, 6 2016-04 2018-10
Richard Peter Alexander Boseley RO 1, 2 Rep 1, 2 2009-04 2019-02
David John Broadfield RO 1, 2, 7 Rep 1, 2, 7 2014-07 Present
Simon Douglas Brookhouse RO 1, 4, 6, 9 Pre-2003 2003-10
Jonathan Paul Brunello RO 1, 2, 7 Rep 1, 2 2012-10 2016-04
Yingwei Cai 蔡英煒 RO 1, 4, 6 Rep 1, 4, 6 2010-03 2017-08
Brian John Canniffe RO 1 Rep 1, 2 2007-01 2012-03
Francis Chang Yu Chan 陳暢餘 RO 1, 4, 6, 9 Pre-2003 2005-03
William Woon Yew Chan 曾煥耀 RO 2 Rep 1, 2 2010-09 2021-06
Steve Deh-Mo Chang 張德懋 RO 1, 2 Rep 1, 2 2009-09 2018-01
Wen- I Phoebe Chang RO 1, 4, 6 Rep 1, 4, 6 2013-03 2024-02
Vishal Channa RO 1, 2 Rep 1, 2 2009-01 Present
Alexis Chi Wing Chark 翟志榮 RO 2 Rep 2 2010-08 2014-05
Richard Chau RO 1, 2 Rep 1, 2 2018-04 2020-01
Min (SFC:ANK574) Chen 陳敏 RO 1, 4, 6 Rep 1, 4, 6 2006-05 2014-03
David Kin Lung Cheng 鄭建龍 RO 1, 4, 6 Rep 1, 4, 6 2015-10 2025-01
Winston Shao-Min Cheng 鄭孝明 RO 1, 4, 6 Rep 1, 4, 6 2013-09 2015-08
Michael Man Yat Chiu 趙文逸 RO 1, 4, 6 Rep 1, 4, 6 2014-04 2018-07
Winnie Mo Sze Chiu 趙慕詩 RO 1 Rep 1 2005-05 2008-02
Yue Seng Chiu 趙汝成 RO 1, 4, 6 Rep 1, 4, 6 2004-09 2012-07
Ellis Bih-Hsin Chu 朱璧辛 RO 1, 4, 6 Rep 1, 4, 6 2013-09 2017-03
Mark Chu RO 1, 4, 6 Rep 1, 4, 6 2005-09 2012-02
Peter Pa-En Chu 曲培恩 RO 1, 2 Rep 1, 2 2005-04 2023-02
Benny Koon Chung Chung 鍾冠聰 RO 1, 4, 6 Rep 1, 4, 6 2009-12 2015-06
Mark Kwok Fei Chung RO 1, 4, 6 Rep 1, 4, 6 2006-04 2020-11
Damian Ratilal Chunilal 秦德冕 RO 1, 4, 6 Rep 1, 4, 6 2003-12 2008-11
Brent Daniel Clapacs RO 1 Pre-2003 2004-02
Craig Bradley Coben RO 1, 4, 6 Rep 1, 4, 6 2020-08 2022-03
Jason Ralph Cox RO 1, 4 Rep 1, 4, 6 2005-03 2015-07
Ralph Gregory David RO 1, 2 Rep 1, 2 2014-08 Present
Anthony Miles Davies RO 1 2005-05 2009-02
Kalpana Desai RO 1, 4, 6 Rep 1, 4, 6, 9 Pre-2003 2009-05
Mandar Suresh Donde RO 1, 4, 6 Rep 1, 4, 6 2016-09 2024-02
Arnaud Eugene Gilbert Droitcourt RO 1, 2, 7 2013-07 2016-03
Boris Xavier Feschet RO 1, 2 Rep 1, 2 2019-08 Present
Melvyn Guy Ford RO 1 Rep 1 2005-04 2008-01
Xin Fu 付鑫 RO 1 Rep 1, 2 2014-04 Present
Yasuhiro Fujiwara RO 1, 2 Rep 1 2007-12 2011-10
Casey Haran Gallagher RO 1, 2 Rep 1, 2 2016-10 2025-08
Christopher Mc Garr Gammons RO 1, 4, 6 Rep 1, 4, 6 2010-03 2020-07
Meng (SFC:AQN969) Gao 高甍 RO 1, 4, 6 Rep 1, 4, 6 2015-05 2024-02
Manish Hasmukh Ghia RO 1 Rep 1, 2 2007-04 2018-09
Jorge Atilio Giampaoli-Papich RO 1, 2 Rep 1, 2 2016-04 2018-04
Stephen Patrick Gore RO 1, 4, 6 Rep 1, 4, 6 2012-11 2017-05
Peter Konrad Guenthardt RO 1, 4, 6 Rep 1, 4, 6 2014-10 2025-01
Eddie Pierre Guillemette RO 1 Rep 1 2006-11 2011-02
Yijun Guo 郭一君 RO 1, 4, 6 Rep 1, 4, 6 2015-10 2020-04
Ajay Gupta RO 1, 2 Rep 1 2008-08 2013-05
Stephen Haggerty RO 2 Rep 2 2012-06 2017-06
Michael James Halloran RO 2 Rep 2 2012-07 2013-01
Tucker Montana Highfield RO 1, 4, 6 Rep 1, 4, 6 2018-08 2023-03
Esther Shuk Gee Ho 何淑姿 RO 1, 4, 6 Rep 1, 4, 6 2007-04 2017-03
Ryan Hans Holsheimer RO 1, 2, 7 2011-08 2014-03
Yan-Wen Hsueh 薛焱文 RO 1, 4, 6 Rep 1, 4, 6 2009-08 2023-10
Xiao Hu 胡曉 RO 1, 4, 6 Rep 1, 4, 6 2012-07 2017-03
Xiao (SFC:AXQ422) Hu 胡晓 RO 1, 4, 6 Rep 1, 4, 6 2011-07 2023-03
Antony Yuk Hung Hung 孔旭洪 RO 2 2010-08 2011-01
Victoria Gar Bo Ip 葉嘉寶 RO 2 Rep 2 2011-09 2013-08
Jianhong Kang 康健紅 RO 1, 4, 6 Rep 1, 4, 6 2014-08 2018-03
Terence Francois Keyes RO 1, 4, 6 Rep 1, 4, 6 2008-07 2009-06
Hun Soo Kim RO 2 2010-08 2012-05
Yong Chan Kim 金容賛 RO 1, 2 Rep 1, 2 2017-01 2022-04
Janice Yui Chit Ko 高睿哲 RO 1 Rep 1, 2, 7 2010-08 2021-02
Jui-Fen Ko 柯瑞棻 RO 2 Rep 2 2010-09 2013-11
Hisanori Koto 古東久典 RO 1, 2 Rep 1, 2 2012-05 2022-09
Gary Yan Kuen Kwok 郭恩權 RO 1, 4, 6 Rep 1, 4, 6 2007-05 2016-12
Alan Chi Hang Kwong RO 1, 2 Rep 1, 2 2015-06 2021-09
Victoria Hoi Ying Lau 劉海盈 RO 1, 4, 6 Rep 1, 4, 6 2007-05 2015-10
David (SFC:AHL406) Lee RO 2 2010-11 2017-03
John Chen Kwok Lee 李鎮國 RO 1, 4, 6 Rep 1, 4, 6, 9 Pre-2003 2016-12
Joseph B Lee RO 1, 2 Rep 1, 2 2011-04 Present
Martin Kin Mann Lee 李健文 RO 1, 2 Rep 1, 2 2013-06 2022-07
Nicholas Rensselaer Lee RO 1, 4 Rep 1, 4, 6 2005-05 2014-04
Pui Hang Julian Lee 李沛鏗 RO 1, 4, 6 Rep 1, 4, 6 2005-05 2012-01
Kenneth Chun Yin Leung 梁俊賢 RO 1, 4, 6 Rep 1, 4, 6 2006-03 2012-02
Kenneth Kin Leung 梁堅 RO 1, 4, 6 Rep 1, 4, 6 2018-08 2024-02
Matthew Craig Lewin RO 1, 2 Rep 1, 2 2014-11 Present
Charles Xiaojia Li 李小加 RO 1, 4, 6, 9 Pre-2003 2003-04
Hu Li 李虎 RO 1, 4, 6 Rep 1, 4, 6 2006-07 2015-04
Lei (SFC:BLL868) Li 李蕾 RO 1, 2 Rep 1, 2 2022-06 Present
Vincent Wai Sun Lien 連維新 RO 1, 4, 6 Rep 1, 4, 6 2005-09 2024-02
George Chien Cheng Lin 林潔誠 RO 1, 4, 6 Rep 1, 4, 6 2013-06 2017-11
Chong Hsin Liu 劉昌欣 RO 1, 2 2007-11 2010-09
Erh Fei Liu 劉二飛 RO 1, 4, 6, 9 Pre-2003 2012-04
Yin Lo 盧彥 RO 1, 4, 6 Rep 1, 4, 6 2005-02 2024-02
Lorenzo Giuseppe Lucido RO 1 Rep 1, 2 2021-05 Present
Peter Bremner MacDonald RO 1, 2 Rep 1, 2, 4, 6 2010-07 2013-04
Frederic Jean Olivier Mahoue RO 2 Rep 2 2010-08 2020-09
Ashish Malhotra RO 1, 4 Rep 1, 4, 6 2012-04 2013-04
Stefan Mano RO 1, 2 Rep 1, 2 2015-08 2023-04
Paul Masi RO 1 Rep 1 2003-11 2009-09
Showing 1–100 of 2671

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