Yasuhiro Fujiwara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yasuhiro Fujiwara ( ), a licensed former licensee with CE reference AQD028. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-16 | 2015-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-16 | 2015-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-05-16 | 2015-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-05-16 | 2015-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-11 | 2013-05-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-11 | 2013-05-16 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2010-08-20 | 2011-10-10 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2008-10-09 | 2011-10-10 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2008-10-09 | 2011-10-10 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2008-10-09 | 2010-12-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 — Providing automated trading services | 2008-10-09 | 2011-10-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-12-10 | 2008-10-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-12-10 | 2008-10-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-12-10 | 2008-10-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2007-12-10 | 2008-10-09 |