Nomura International (Hong Kong) Limited

野村國際(香港)有限公司
CE No. AAF742 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nomura International (Hong Kong) Limited (野村國際(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAF742. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 6 — Advising on corporate finance. Current licensed staff on file: 544 (total recorded over time: 3219).

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →

Registered address

30F Two International Finance Centre, 8 Finance Street, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts present present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present present
Type 6 — Advising on corporate finance present present
Type 9 — Asset management present 2004-11-01

Licensed staff (all-time) (3219)
Active on date

Name Activities First licensed To
John Joseph Adair RO 1, 2 Rep 1, 2 2009-03 2013-01
Sandeep Aggarwal RO 1, 2 Rep 1, 2 2009-06 2019-09
Christopher George Antonelli RO 1, 2 Rep 1, 2 2009-05 2018-06
Shin Asano 淺野真 RO 1, 2, 4 Rep 1, 2, 4 2006-08 2012-12
Colin Dennis Banfield RO 1, 4, 6 Rep 4, 6 2008-10 2010-03
Arnaud Marie Daniel Bastit RO 1, 2 Rep 1, 2 2010-07 2012-01
Thomas Gordon Batt RO 1, 4, 6 Rep 1, 4, 6 2012-10 2021-07
Paul Richard Beresford RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2008-10 2019-09
Samir Bhandari RO 1, 4 Rep 1, 4 2017-09 2021-12
Shubhomoy Biswas RO 1, 4, 6 Rep 1, 4, 6 2009-08 2025-05
Melvyn Kum Hoong Boey 梅錦鴻 RO 4 Rep 4 2013-12 2015-06
Jean-Sebastien Pierre Bret RO 1, 2 Rep 1, 2 2008-10 2021-07
Richard Anthony Byworth RO 1, 2, 4, 5 Rep 1, 2 2009-12 2017-12
Marcella Man Wai Chan 陳敏慧 RO 1, 4, 6 Rep 1, 4, 6 2011-06 Present
Yick Wai Albert Chang 張亦衛 RO 1, 6 Rep 1, 4, 6 2015-11 2019-06
Anoop Chaudhry 周德禮 RO 1, 4, 6 Rep 1, 4, 6 2018-01 2025-07
Sen Mo Chiu 邱森模 RO 1, 4 Rep 1, 4 2014-06 2018-10
Pei Shen Chou 周沛生 RO 1, 4, 6 Rep 1, 4, 6 2020-01 2026-03
King Wai Chui 徐經緯 RO 1, 4, 6 Rep 1, 4, 6 2023-04 2024-07
Chang Won Chung RO 4 Rep 4 2009-02 Present
Charles Ross Day RO 1, 2 Rep 1, 2 2024-08 Present
Michael Anthony Di Iorio RO 1, 2 Rep 1, 2 2008-10 2010-05
Paul Tiernan Dolan RO 1, 2 Rep 1, 2 2007-08 2012-07
Jean El-Khoury RO 1, 2 Rep 1, 2 2011-01 2013-04
Yasuhiro Fujiwara RO 1, 2, 4, 5 Rep 1, 2 2013-04 2015-01
Yoshihiro Fukuta 福田吉洋 RO 1, 2, 4, 5, 6 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2009-04
Manish Hasmukh Ghia RO 1, 2 Rep 1, 2 2018-12 2021-07
Richard Formby Gillman RO 1, 4, 6 Rep 1, 4, 6 2008-10 2015-10
Yoshinori Go 鄉喜順 RO 1, 2, 4, 5, 6 Rep 1, 2, 4, 5, 6 2004-08 2012-10
Jean-Claude Renaud Gocsei RO 1, 2 Rep 1, 2 2018-11 2020-06
John Swafford Goff RO 1, 4 Rep 1, 2, 5, 6 2008-10 2020-09
Abhishek Gupta RO 1, 2 Rep 1, 2 2013-09 2023-09
Ajay Gupta RO 1, 2 Rep 1, 2, 4, 5 2013-08 2014-12
Yoshiki Hashimoto 橋本芳樹 RO 1, 4 Rep 1, 4 2007-06 2010-09
Matthew Alan Hassan RO 1, 2 2020-10 Present
Lee Kerry Hemmings RO 1, 2 Rep 1, 2 2008-10 2012-09
Rudolf Hitsch 吳林峰 RO 1, 4 Rep 1, 4 2023-04 2025-04
Harrison Lok Sang Ho 何樂生 RO 1, 2, 4 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2024-06
Christian John Howe RO 1, 2, 4 Rep 1, 2, 6 2008-10 2017-06
Kevin Kam Sun Hui 許鑑燊 RO 1, 4, 6 Rep 1, 4, 6 2008-10 2020-01
Toru Ichimura 市村亨 RO 1, 2 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2006-07
Toshiyasu Iiyama 飯山俊康 RO 1, 2, 4, 5, 6 Rep 1, 2, 4, 5, 6 2004-01 2019-06
Yosuke Inaida RO 1, 2 Rep 1, 2, 4, 6 2006-08 2022-03
Masao Inukai 犬養昌生 RO 1, 4 Rep 1, 2, 4, 6 2004-12 2024-01
Ajay Jain RO 1, 2 Rep 1, 2 2017-06 Present
Hamzah Ahmad Kahloon RO 1, 4 Rep 1, 2, 4 2023-12 Present
Ravi Thimma Raju Kankipati RO 1, 4 Rep 1, 4 2020-10 Present
Jumpei Kawamae RO 1, 2, 4, 5, 6 2025-10 Present
Satoshi Kikuchi RO 1, 2, 4 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2009-12
Tomoo Kinoshita RO 4, 5 Rep 4, 5 2006-01 2019-03
Vikas Kumar RO 1, 2 Rep 1, 2 2023-07 Present
Patrick Chun Yue Kwan 關振宇 RO 1, 4, 6 Rep 1, 4, 6 2022-01 2024-10
David Tai Yuen Lam 林大源 RO 1, 2 Rep 1, 2 2008-10 2013-03
Suen Lam RO 1 Rep 1 2023-09 Present
Arnaud Robert Lannic RO 1, 2 Rep 1, 2 2023-05 Present
Hon Ki Leung 梁漢旗 RO 6 Rep 1, 4, 6 2006-10 2009-05
Chong Hsin Liu 劉昌欣 RO 1, 4 Rep 1 2025-08 Present
Mingdi Liu 劉鳴鏑 RO 4 Rep 4 2012-05 2018-09
Ho Ting Murphy Lo 盧昊廷 RO 1 Rep 1 2024-09 Present
Ting Lu 陸挺 RO 4 Rep 4 2018-05 Present
Tianbao Luo 羅天宝 RO 1 Rep 1 2023-11 Present
Philip Lynch RO 1, 2, 4, 5, 6 Rep 1, 2, 4, 5, 6 2010-06 2012-09
James John Richard Martin RO 1, 2, 4 Rep 1, 2 2012-02 2024-03
Izumi Matsui RO 4, 5 Rep 4, 5 2007-10 2014-04
Ciaran Peter Mc Carron RO 1, 2 Rep 1, 2 2010-05 Present
James Stephen McCafferty RO 4 Rep 4 2015-08 2023-03
Stephen Donald Metcalfe RO 6 Rep 1, 4, 6 2004-09 2007-06
Kimitaka Morikawa 森川公隆 RO 4, 5 Rep 1, 4, 5, 6, 9 Pre-2003 2006-07
Alister Grahame Moss RO 1, 4, 6 Rep 1, 4, 6 2015-11 Present
Daisuke Mototani RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2012-07 2022-05
Rany Moubarak RO 1, 2 Rep 1, 2 2021-01 2023-06
Chun Hyong Myong RO 1, 4 Rep 1, 4 2022-07 2024-01
Yuji Nakata 中田裕二 RO 1, 2, 4, 5, 6 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2008-04
Jwalant Hemanshu Nanavati RO 1, 4, 6 Rep 1, 4, 6 2018-11 Present
Vincent Wing Sum Ng 吳永森 RO 1, 4 Rep 1 2012-04 2023-07
Tetsuhiro Nishi RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2010-03 2024-08
Takeshi Nishida RO 1, 2, 4, 5, 6 2015-04 2019-04
Hiroyuki Nishikawa 西川博之 RO 1, 2, 4, 6 Rep 1, 2, 4, 6, 9 Pre-2003 2005-12
James Finlay O'Neile RO 1, 4 Rep 1, 2, 4 2005-03 Present
Robert John Richard Owen RO 1, 4, 6, 9 Pre-2003 2004-07
Eric Kwok Lik Pang 彭國力 RO 1, 2, 4 Rep 1, 2 2008-10 Present
Laurent Marie Bernard Poirot RO 1, 2 Rep 1, 2 2013-07 2015-06
Akshay Prasad RO 1, 4 Rep 1, 4 2021-09 Present
Jai Rajpal RO 1, 2, 4 Rep 1, 2, 4, 6 2010-04 2014-03
Kevin Kalim Rumjahn 林基榮 RO 1, 4, 6 Rep 1, 4, 6 2023-11 2024-07
Nobuhiro Sano RO 1, 4 Rep 1, 2, 4, 6 2005-08 2020-10
Toru Sasai RO 6 Rep 1, 4, 6 2003-05 2010-12
Masayuki Sekizuka RO 1, 2, 4, 5, 6 Rep 1, 2, 4, 5, 6 2019-09 Present
Aadit Seshasayee RO 1, 4 Rep 1, 4 2018-01 Present
Vikas Sharma RO 1, 2, 4, 5, 6 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2023-07
Takuya Shikatani 鹿谷卓也 RO 4, 5 Rep 4, 5 2003-06 2008-01
Minoru Shinohara 篠原實 RO 1, 2, 4, 5, 6 Rep 1, 2, 4, 5, 6 2004-01 2015-07
Julian Skeels RO 1, 4, 6 Rep 1, 4, 6 2008-11 2016-01
Guy William Smith RO 1, 4, 6 Rep 1, 4, 6 2018-01 2023-12
Martin Valentinov Stavrev RO 1, 4, 6 Rep 1, 4, 6 2014-10 2023-09
Alok Vimalkishore Tapadia RO 1 Rep 1 2016-06 2023-06
Corrinne Sher-Lyn Teo 張施琳 RO 1, 4 Rep 1 2008-10 Present
Tomoyuki Teraguchi RO 1, 2 Rep 1, 2 2004-07 2009-04
Kenji Teshima 豊嶋賢士 RO 1, 4, 6 Rep 1, 4, 6 2013-08 Present
Abhishek Tiwari RO 1, 4 Rep 1, 4, 6 2008-10 Present
Showing 1–100 of 3219

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