Toshiyasu Iiyama

飯山俊康
CE No. AJK522 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toshiyasu Iiyama (飯山俊康), a licensed former licensee with CE reference AJK522. Total licence records on file: 24.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2018-03-20 2019-06-03
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2018-03-20 2018-06-05
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2018-03-20 2018-06-05
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 5 — Advising on futures contracts 2018-03-20 2018-06-05
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2018-03-20 2018-06-05
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 — Dealing in securities 2015-06-01 2018-03-20
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 2 — Dealing in futures contracts 2015-06-01 2018-03-20
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 4 — Advising on securities 2015-06-01 2018-03-20
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 5 — Advising on futures contracts 2015-06-01 2018-03-20
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 6 — Advising on corporate finance 2015-06-01 2018-03-20
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 — Dealing in securities 2008-12-17 2009-04-02
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 4 — Advising on securities 2008-12-17 2009-04-02
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 6 — Advising on corporate finance 2008-12-17 2009-04-02
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2008-04-22 2008-12-17
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2008-04-22 2008-12-17
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2008-04-22 2008-12-17
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 — Dealing in securities 2005-03-22 2007-07-16
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 2 — Dealing in futures contracts 2005-03-22 2007-07-16
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 4 — Advising on securities 2005-03-22 2007-07-16
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 6 — Advising on corporate finance 2005-03-22 2007-07-16
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2004-12-13 2005-03-22
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2004-06-25 2005-03-22
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2004-01-26 2005-03-22
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2004-01-26 2005-03-22

Related