Nobuhiro Sano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nobuhiro Sano ( ), a licensed former licensee with CE reference ADQ334. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-02 | 2025-01-26 |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-07 | 2025-01-26 |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 9 — Asset management | 2023-12-07 | 2025-01-26 |
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-21 | 2023-12-07 |
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-21 | 2023-12-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-13 | 2020-10-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-09-13 | 2020-10-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-26 | 2013-09-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-26 | 2020-10-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-26 | 2013-09-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-26 | 2020-10-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-03 | 2010-07-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-10 | 2010-07-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-10 | 2010-07-22 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-24 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-01 | 2010-07-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-01 | 2010-07-22 |