Nomura Futures (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nomura Futures (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAH062. Current licensed staff on file: 0 (total recorded over time: 228).
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 — Dealing in futures contracts | present | 2010-06-30 |
| Type 5 — Advising on futures contracts | present | 2005-01-25 |
| Type 9 — Asset management | present | 2005-01-25 |
Licensed staff (all-time) (228)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michael Anthony Di Iorio | RO 2 Rep 2 | 2008-12 | 2010-05 |
| Yoshihiro Fukuta 福田吉洋 | RO 2 Rep 2 | 2008-04 | 2009-04 |
| Yoshinori Go 鄉喜順 | RO 2 Rep 2 | 2004-08 | 2008-04 |
| Lee Kerry Hemmings | RO 2 | 2009-04 | 2010-02 |
| Toru Ichimura 市村亨 | RO 2 Rep 2, 5, 9 | Pre-2003 | 2006-07 |
| Yuji Nakata 中田裕二 | RO 2 Rep 2, 5, 9 | Pre-2003 | 2008-04 |
| Minoru Shinohara 篠原實 | RO 2 | 2009-04 | 2010-02 |
| Tomoyuki Teraguchi | RO 2 Rep 2 | 2004-07 | 2009-04 |
| Kunio Watanabe | RO 2 Rep 2 | 2006-04 | 2009-04 |
| Noriyasu Yoshizawa | RO 2, 5, 9 Rep 2 | Pre-2003 | 2005-05 |
| Osamu Akaishi | Rep 2, 5, 9 | Pre-2003 | 2007-07 |
| Takahiro Ambai 安倍貴博 | Rep 2 | 2008-12 | 2010-02 |
| Eric Tai Yue Ang 洪大裕 | Rep 2 | 2007-08 | 2008-12 |
| Atsuyoshi Aoyagi | Rep 2, 5, 9 | Pre-2003 | 2004-07 |
| Gaurav Arora | Rep 2 | 2009-01 | 2010-02 |
| Shin Asano 淺野真 | Rep 2 | 2006-08 | 2010-02 |
| Yayoi Asazuma 朝妻彌生 | Rep 2, 5, 9 | Pre-2003 | 2005-08 |
| Wendy Wing Yee Au-Yeung 歐陽詠儀 | Rep 2 | 2007-08 | 2008-10 |
| Maxine Bernice Barnett | Rep 2 | 2008-12 | 2010-02 |
| Paul Richard Beresford | Rep 2 | 2009-09 | 2010-02 |
| Kirtes Bharti | Rep 2 | 2008-11 | 2009-05 |
| Alan Harry Gregoire Abel Bogossian | Rep 2 | 2007-11 | 2008-12 |
| Stephanie Bradshaw 李婉青 | Rep 2 | 2008-12 | 2010-02 |
| Jean-Sebastien Pierre Bret | Rep 2 | 2008-12 | 2010-02 |
| Alexander Milligan Burnes | Rep 2 | 2009-05 | 2010-02 |
| John Patrick Burns | Rep 2 | 2009-07 | 2010-02 |
| Richard Anthony Byworth | Rep 2 | 2009-12 | 2010-02 |
| Agatha Wing Yee Chan 陳詠怡 | Rep 2 | 2003-05 | 2004-08 |
| Chun Wing (SFC:AML975) Chan 陳雋穎 | Rep 2 | 2007-04 | 2007-07 |
| Gary Ming Lee Chan 陳明理 | Rep 2, 5, 9 | Pre-2003 | 2004-11 |
| Julia May Yee Chan 陳美儀 | Rep 2 | 2007-08 | 2009-03 |
| Ka Ying Chan 陳嘉盈 | Rep 2 | 2009-03 | 2010-02 |
| Wing Yin (SFC:ARX074) Chan 陳詠賢 | Rep 2 | 2008-11 | 2010-02 |
| Alain Chanezon | Rep 2 | 2008-07 | 2008-10 |
| Kenneth Yiu Man Chau 周耀文 | Rep 2 | 2008-11 | 2009-10 |
| Ling Chau 周凌 | Rep 2 | 2008-02 | 2010-02 |
| Benjamin Marc John Chekroun | Rep 2 | 2008-04 | 2010-02 |
| Chengze Chen | Rep 2 | 2008-12 | 2010-02 |
| Chi Wan Chen 陳志宏 | Rep 2 | 2006-05 | 2006-11 |
| Chih Hsiung Vincent Cheng 鄭智雄 | Rep 2 | 2008-06 | 2010-02 |
| Kwok Wai Cheng 鄭國偉 | Rep 2 | 2008-12 | 2008-12 |
| San Tat Cheung 張新達 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Wing Yan Cheung 張詠欣 | Rep 2 | 2009-03 | 2010-02 |
| Kang Wei Chew 周康偉 | Rep 2 | 2008-07 | 2008-12 |
| Sai Lung Chiong 張世龍 | Rep 2, 5, 9 | Pre-2003 | 2006-04 |
| Siu Sang Chiu 趙小珊 | Rep 2 | 2006-05 | 2010-02 |
| Ivy Ngai Wai Chok 卓艾維 | Rep 2 | 2008-04 | 2010-02 |
| Kenny Chong 莊嘉麟 | Rep 2 | 2008-12 | 2010-02 |
| Yin Fun Chow 周燕芬 | Rep 2 | 2004-06 | 2006-05 |
| Reshma Manohar Chugh | Rep 2, 5, 9 | Pre-2003 | 2003-05 |
| Chi-Sun Chui 徐志真 | Rep 2 | 2008-12 | 2009-10 |
| Rohit Madan Mohan Chulani | Rep 2 | 2008-12 | 2009-04 |
| Man Sun Chung 鍾文燊 | Rep 2, 5, 9 | Pre-2003 | 2008-12 |
| Paul Andrew Czerkawski | Rep 2 | 2008-10 | 2008-12 |
| John Newton Dabbs IV | Rep 2 | 2008-11 | 2009-07 |
| Imran Sooleman Dadabhoy | Rep 2 | 2009-11 | 2010-02 |
| Shinobu Dobashi 土橋忍 | Rep 2 | 2004-04 | 2006-09 |
| Paul Tiernan Dolan | Rep 2 | 2007-08 | 2010-02 |
| Che Hsi Jason Fan 范哲曦 | Rep 2 | 2009-01 | 2009-08 |
| Luke Fletcher | Rep 2 | 2008-12 | 2010-02 |
| Michael Floyd | Rep 2 | 2007-08 | 2010-02 |
| Jackson Fu 傅大勝 | Rep 2 | 2008-11 | 2009-05 |
| Minoru Fujita | Rep 2 | 2007-12 | 2010-02 |
| Adam Guy Orlebar Garrett 蓋首男 | Rep 2 | 2008-12 | 2008-12 |
| Soujit Ghosh | Rep 2 | 2009-12 | 2010-02 |
| Laurent Luc Gilbert | Rep 2 | 2004-06 | 2005-06 |
| Richard John Peter Gill | Rep 2 | 2008-03 | 2010-02 |
| James Anthony Gleeson | Rep 2 | 2008-06 | 2008-12 |
| Douglas Samuel Goodwin | Rep 2 | 2009-12 | 2010-02 |
| Arnaud Gourmelen | Rep 2 | 2008-12 | 2010-02 |
| Rahul Gupta | Rep 2 | 2008-12 | 2009-04 |
| Seamus Anthony Hanly | Rep 2 | 2009-03 | 2010-02 |
| Xin (SFC:AMH819) Hao 郝昕 | Rep 2 | 2005-08 | 2010-02 |
| Hitoshi Hara | Rep 2 | 2005-12 | 2010-02 |
| Kenichi Hashimoto 橋本賢一 | Rep 2 | 2008-06 | 2008-12 |
| Koji Hatanaka | Rep 2, 5, 9 | Pre-2003 | 2005-03 |
| Qian (SFC:APV226) He 何倩 | Rep 2 | 2007-10 | 2009-06 |
| Florian Maarten Hillen | Rep 2 | 2006-07 | 2008-09 |
| Satoshi Hirasawa | Rep 2, 5, 9 | Pre-2003 | 2004-06 |
| Arion Man Yiu Ho 何汶叡 | Rep 2 | 2008-12 | 2009-10 |
| Daniel King Wah Ho 何景華 | Rep 2, 5, 9 | Pre-2003 | 2004-07 |
| Harrison Lok Sang Ho 何樂生 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Jeffrey Chun Yu Ho 何震宇 | Rep 2 | 2004-05 | 2004-06 |
| Tsukasa Honda | Rep 2 | 2007-12 | 2010-02 |
| Go Horiuchi | Rep 2 | 2006-07 | 2008-05 |
| Nicholas John Horsley-Heather | Rep 2 | 2009-11 | 2010-02 |
| Kenneth Hei King Hung 洪熙敬 | Rep 2 | 2008-11 | 2010-02 |
| Masao Inukai 犬養昌生 | Rep 2 | 2004-12 | 2010-02 |
| Yasuhide Kajitani 梶谷泰秀 | Rep 2 | 2007-07 | 2009-09 |
| Katsuhito Kato 加藤勝仁 | Rep 2 | 2005-07 | 2010-02 |
| Mayumi Kato 加藤真由美 | Rep 2 | 2004-11 | 2010-02 |
| Michiko Kawahara | Rep 2 | 2007-08 | 2010-02 |
| Yasubumi Kawamata | Rep 2 | 2007-12 | 2009-07 |
| Tang Seng Kee | Rep 2 | 2008-12 | 2009-04 |
| John Perry Keith | Rep 2, 5, 9 | Pre-2003 | 2004-11 |
| Agnes Sik Fei Kiang 姜錫翡 | Rep 2 | 2004-09 | 2005-04 |
| Satoshi Kikuchi | Rep 2, 5, 9 | Pre-2003 | 2006-07 |
| Jin Gon Kim | Rep 2 | 2007-08 | 2007-08 |
| Seung Whan Kim | Rep 2, 5, 9 | Pre-2003 | 2003-06 |
| Hisako Kobayashi | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
Showing 1–100 of 228