Kirtes Bharti

CE No. ANQ111 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kirtes Bharti (), a licensed Responsible Officer with CE reference ANQ111. Currently licensed at 1 firm(s): Invictus Investment Partners Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Invictus Investment Partners Limited
RO Type 9 — Asset management 2026-04-27 present
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2024-02-01 2025-03-27
Segantii Capital Management Limited Rep Type 9 — Asset management 2012-04-11 2014-02-09
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2009-07-03 2012-02-18
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2009-07-03 2012-02-18
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 — Providing automated trading services 2009-07-03 2012-02-18
Nomura Securities (Hong Kong) Limited Rep Type 1 — Dealing in securities 2009-01-14 2009-05-15
Nomura Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2008-11-17 2009-05-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-11-17 2009-05-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2007-02-09 2009-05-15
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2006-07-06 2007-01-31

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