Kirtes Bharti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kirtes Bharti ( ), a licensed Responsible Officer with CE reference ANQ111. Currently licensed at 1 firm(s): Invictus Investment Partners Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invictus Investment Partners Limited |
RO | Type 9 — Asset management | 2026-04-27 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-02-01 | 2025-03-27 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2012-04-11 | 2014-02-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-03 | 2012-02-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-03 | 2012-02-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-07-03 | 2012-02-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-01-14 | 2009-05-15 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-11-17 | 2009-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-17 | 2009-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-09 | 2009-05-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-06 | 2007-01-31 |