BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BNP Paribas Securities (Asia) Limited (法國巴黎證券(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AAF669. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 6 — Advising on corporate finance. Current licensed staff on file: 219 (total recorded over time: 1229). Earliest licence on file: 2009-10-15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Registered address
60/F, and 63/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2011-09-06 | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | 2013-03-28 | present |
| Type 6 — Advising on corporate finance | present | 2004-08-26 |
| Type 7 — Providing automated trading services | 2009-10-15 | 2015-11-30 |
| Type 9 — Asset management | present | 2004-08-26 |
Licensed staff (all-time) (1229)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| William James Anthony Bratton | RO 4 Rep 4 | 2023-06 | Present |
| Michael Bartus Bugel | RO 1, 4 | 2004-05 | 2006-07 |
| Matthew Edmund Carr | RO 1 Rep 1 | 2005-08 | 2006-09 |
| Gabriel Raeburn Chan 陳偉邦 | RO 4 Rep 4 | 2013-06 | 2017-05 |
| Lap Man Chan 陳立民 | RO 1, 6 Rep 1 | 2007-09 | Present |
| Chi Wai Chau 周志偉 | RO 1, 4, 6, 9 | Pre-2003 | 2006-03 |
| Ken An Chen 陳安 | RO 4 Rep 1, 2, 4, 7 | 2012-03 | 2017-06 |
| Kin Wai Cheung 張健偉 | RO 1, 4, 6, 9 | Pre-2003 | 2003-09 |
| Vien Wing Yan Cheung 張穎欣 | RO 6 Rep 6 | 2013-03 | 2024-04 |
| Yin Bing Choi 蔡妍冰 | RO 6 | 2013-03 | 2017-05 |
| Chuen Sing Chu 朱泉星 | RO 6 Rep 1, 6 | 2013-03 | Present |
| Lee Robert John Cook | RO 1, 2, 4, 7 | 2012-08 | 2016-06 |
| Philippe Jean Maurice Gerhard de Riquet de Caraman de Ganay | RO 1, 6 Rep 1, 6 | 2013-03 | 2025-11 |
| Vincent Benjamin Thierry Desmarest | RO 1, 2 Rep 1, 2 | 2008-08 | 2024-08 |
| Guillaume Jean Dry | RO 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Benjamin Dufour | RO 1, 2 Rep 1, 2 | 2011-03 | 2022-06 |
| Ui Lim Eom | RO 4 Rep 1, 2, 4, 7 | 2011-06 | Present |
| Alexander Raymond Garthoff | RO 4 Rep 4 | 2006-12 | 2008-02 |
| Richard Alan Griffiths | RO 6 Rep 6 | 2015-09 | Present |
| Jerome Christian Guerville | RO 1, 2 Rep 1, 2 | 2010-07 | 2019-09 |
| Jonathan Howe Harris | RO 4 Rep 1, 4 | 2006-09 | 2017-06 |
| Jason Ka Keung Ho 何家強 | RO 1, 4, 6, 9 | Pre-2003 | 2008-06 |
| Xiongxiao Jiang 蔣熊孝 | RO 1, 6 Rep 1, 6 | 2025-09 | Present |
| Daniel Burke Kerrigan | RO 1 Rep 1, 2 | 2017-01 | 2017-12 |
| Kwok Tai Law 羅國泰 | RO 6 Rep 6 | 2013-03 | 2015-08 |
| Sung Kan Lee 李崇瑾 | RO 6 | 2013-03 | Present |
| Wilhem Lee 李威賢 | RO 6 | 2013-03 | 2019-05 |
| Hugo Pak Hon Leung 梁柏瀚 | RO 1, 2, 4, 6, 7, 9 | Pre-2003 | Present |
| Isadora Yuk Wah Li 李玉華 | RO 1, 6 | 2012-10 | 2021-08 |
| Hiu Lau Liu 廖曉柳 | RO 6 Rep 6 | 2014-04 | 2018-06 |
| Daniel Matthieu Maupetit | RO 1, 2 Rep 1, 2 | 2013-10 | 2022-10 |
| Nicolas Ygal Benoit Mirwasser | RO 1, 2 Rep 1, 2 | 2024-09 | Present |
| Sze Wai Mok 莫施煒 | RO 6 Rep 6 | 2021-08 | Present |
| Kim Hung Ng 伍劍虹 | RO 6 Rep 6 | 2018-08 | 2024-11 |
| Wai Hung Ngan 顏偉洪 | RO 4, 9 | Pre-2003 | 2006-07 |
| Thierry Charles Lucien Olive | RO 1, 6 Rep 1, 6 | 2017-04 | 2025-02 |
| Manishi Raychaudhuri | RO 4 Rep 4 | 2014-04 | 2023-09 |
| Miles Christian Remington | RO 1, 7 Rep 1, 4, 6, 9 | Pre-2003 | 2022-09 |
| Stephane Marcel Marie Bernard Ritz | RO 1, 2 Rep 1 | 2010-02 | Present |
| Martin John Robertson | RO 1, 2 Rep 1, 2 | 2011-01 | 2014-05 |
| Pierre Charles Gislain Rousseau | RO 1, 4, 7 Rep 1 | 2005-08 | 2018-06 |
| Erwin Ralph Sanft 歐文 | RO 4 Rep 4 | 2004-07 | 2012-10 |
| Paul Frederic Henri Saubestre | RO 1, 2, 7 Rep 1, 2, 7 | 2007-09 | Present |
| Natalie Ann Shaw | RO 1 Rep 1, 2, 4, 7 | 2011-01 | 2018-09 |
| Nicholas Eugene Silver | RO 1, 2 Rep 1, 2 | 2023-05 | Present |
| Manmohan Singh | RO 4 Rep 4, 6, 9 | Pre-2003 | 2007-05 |
| Zhili Sun 孫枝麗 | RO 6 Rep 6 | 2018-07 | 2022-09 |
| Emmanuel Marie Philippe Daniel Thibault | RO 1, 2 Rep 1, 2 | 2009-10 | Present |
| Mark Alexander Thorburn | RO 1 Rep 1 | 2005-08 | 2010-11 |
| Man Wai Tong 唐敏慧 | RO 1, 6 Rep 1, 6 | 2014-09 | Present |
| Matthieu David Dimitri Vignaud | RO 1, 2 Rep 1, 2 | 2011-03 | Present |
| Adil Virani | RO 1, 4 Rep 1, 2, 4 | 2024-10 | Present |
| Ren (SFC:AIB127) Wang 汪韌 | RO 1, 6 Rep 1, 6 | 2021-12 | Present |
| Christopher Sze Tung Wong 王世楝 | RO 1 Rep 1, 6 | 2004-12 | 2025-02 |
| Kin Chung Wong 黃健聰 | RO 6 Rep 6 | 2021-09 | Present |
| Sai Wo Wong 王世和 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2004-12 |
| Jason Yates | RO 1, 4 Rep 1, 2, 4 | 2021-08 | 2024-09 |
| Sebastian Fredrik Zu Sayn-Wittgenstein Berleburg | RO 6 | 2013-03 | 2013-04 |
| Kunal Agrawal | Rep 4 | 2012-03 | 2016-04 |
| Alexandre Mostafa Ahmadi | Rep 1, 2 | 2011-06 | 2022-05 |
| Jung Hyeon Ahn | Rep 4 | 2013-11 | 2014-05 |
| Haiqing Ai 艾海青 | Rep 4 | 2007-09 | 2011-11 |
| Ashwin Aiyappan | Rep 1, 2 | 2018-01 | 2019-06 |
| Domenico Alati | Rep 6 | 2013-03 | 2014-05 |
| Sebastien Alfonsi | Rep 1, 2 | 2024-09 | Present |
| Stuart Michael Allan | Rep 1 | 2011-03 | 2011-06 |
| Abhineet Anand | Rep 4 | 2026-01 | Present |
| Simon Malcolm Andrew | Rep 1 | 2008-09 | 2009-10 |
| Pedro Nuno Anibal Vaz | Rep 1, 2 | 2021-09 | Present |
| Arnaud Yves Ansoine | Rep 2 | 2016-06 | 2016-06 |
| Claire Arnaudo | Rep 1 | 2013-11 | 2016-06 |
| Xavier Laurent Georges Arnaudo | Rep 1, 2, 7 | 2011-02 | 2014-10 |
| Sahil Kumar Asija | Rep 1 | 2014-08 | 2017-07 |
| Chun Au 歐俊 | Rep 1 | 2021-08 | 2023-02 |
| Ho Chung Au 區皓綜 | Rep 6 | 2017-09 | 2021-04 |
| Johannes Yu Hang Au 歐宇恆 | Rep 4 | 2010-07 | 2012-06 |
| Sin Kwan Au-Yeung 歐陽倩君 | Rep 4 | 2009-04 | 2011-11 |
| William Henri Adrien Audry | Rep 1, 2 | 2011-10 | 2013-06 |
| Enzo Thomas Avigo | Rep 1, 2 | 2012-10 | 2013-08 |
| Annabel Lucy Ayers | Rep 1 | 2004-09 | 2005-09 |
| Mehdi Azza | Rep 1, 2 | 2019-09 | 2022-07 |
| Hecham Azzouz | Rep 1, 2 | 2010-08 | 2019-01 |
| Romain Francois Fabien Bae | Rep 1, 2, 4 | 2013-12 | Present |
| Sung Hyeon Martin Bae | Rep 1, 2 | 2019-01 | Present |
| Huizi (SFC:BLL070) Bai 白惠子 | Rep 1 | 2017-12 | 2018-04 |
| Kangchen Bai 白亢辰 | Rep 1, 2 | 2023-09 | 2026-03 |
| Samuel Jeremy Baillie | Rep 1, 7 | 2007-04 | 2011-06 |
| Shaun Christopher Baker | Rep 1, 2 | 2017-11 | 2017-11 |
| Clement Philippe Jean Balme | Rep 1, 2 | 2011-03 | 2017-11 |
| Kelsey Lee Bandeen | Rep 1, 2 | 2024-10 | 2025-10 |
| Qinghe Bao 包晴荷 | Rep 1, 2 | 2018-03 | 2022-07 |
| Joshua Raj Barard | Rep 2 | 2023-02 | 2025-05 |
| Robert Edward Thomas Barker | Rep 4 | 2006-09 | 2018-03 |
| Matthieu Francois Marie Barry | Rep 1, 2 | 2007-06 | 2017-06 |
| Caroline Charlotte Basham | Rep 1 | 2008-08 | 2009-04 |
| Andrea Carla Baumeister | Rep 1, 2 | 2011-01 | 2018-06 |
| Jason Paul Baverstock | Rep 4 | 2008-04 | 2009-06 |
| Vincent Michel Bazinette | Rep 1 | 2011-03 | 2011-06 |
| Federico Bazzoni | Rep 1, 4, 6, 9 | Pre-2003 | 2007-04 |
| Antoine Marc Marie Belge | Rep 4 | 2024-06 | 2024-06 |
Showing 1–100 of 1229
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