William James Anthony Bratton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William James Anthony Bratton, a licensed Responsible Officer with CE reference BFI917. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2023-12-14 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-26 | 2023-12-14 |