Jerome Christian Guerville
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerome Christian Guerville, a licensed Responsible Officer with CE reference AVM345. Currently licensed at 1 firm(s): Qube Research & Technologies Hong Kong Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | RO | Type 9 — Asset management | 2021-03-03 | present |
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2021-01-18 | 2021-03-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2019-09-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-28 | 2019-09-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2018-02-28 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-14 | 2018-02-28 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-14 | 2011-12-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-14 | 2011-12-30 |