Johannes Yu Hang Au
歐宇恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johannes Yu Hang Au (歐宇恆), a licensed Representative with CE reference AOP023. Currently licensed at 1 firm(s): ABCI Securities Company Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-18 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2012-12-10 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-27 | 2012-06-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-26 | 2008-11-20 |