CLSA Research Limited
里昂證券投資研究有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CLSA Research Limited (里昂證券投資研究有限公司), a Hong Kong-based licensed corporation with CE reference AGR026. Current licensed staff on file: 0 (total recorded over time: 318).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2014-06-18 |
Licensed staff (all-time) (318)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Edmund Hugh Bradley | RO 4 | Pre-2003 | 2014-06 |
| Gary William John Coull | RO 4 | Pre-2003 | 2006-10 |
| Amar Singh Gill | RO 4 Rep 4 | Pre-2003 | 2012-12 |
| Christopher Michael Lobello | RO 4 Rep 4 | Pre-2003 | 2011-01 |
| Robert William Bentley Morrison | RO 4 | 2006-11 | 2009-06 |
| James Willock Paterson | RO 4 | 2009-05 | 2013-02 |
| Daniel Johannes Schutte | RO 4 Rep 4 | Pre-2003 | 2014-06 |
| Norly Binti Abdul Khalim | Rep 4 | 2009-10 | 2011-04 |
| Aashish Ashok Agarwal | Rep 4 | 2008-09 | 2012-11 |
| Jessica Felicia Anwar 翁淑美 | Rep 4 | 2011-08 | 2012-12 |
| Johannes Yu Hang Au 歐宇恆 | Rep 4 | 2007-02 | 2008-11 |
| Yiu Bong Au 區耀邦 | Rep 4 | 2005-12 | 2008-05 |
| Laurence Balanco | Rep 4 | 2007-07 | 2012-12 |
| Nicolas Guy Gabriel Baratte | Rep 4 | 2011-08 | 2012-12 |
| Michael Roxas Bengson | Rep 4 | 2007-05 | 2010-08 |
| Jay Hemant Bhatt | Rep 4 | Pre-2003 | 2004-05 |
| John Pennington Bowers | Rep 4 | 2008-08 | 2012-12 |
| Robert Cameron Bruce | Rep 4 | 2007-06 | 2012-12 |
| Kieran John Calder | Rep 4 | 2007-07 | 2007-09 |
| Oliver Martin Campbell | Rep 4 | 2010-05 | 2012-12 |
| Bingchao Cao 曹秉超 | Rep 4 | 2007-04 | 2008-08 |
| Jeremie Laurent Capron | Rep 4 | 2007-06 | 2012-12 |
| Nicholas Willoughby Cashmore | Rep 4 | 2004-11 | 2012-01 |
| Dominic Chi Ming Chan 陳志銘 | Rep 4 | Pre-2003 | 2008-05 |
| Gabriel Raeburn Chan 陳偉邦 | Rep 4 | 2003-12 | 2004-08 |
| Kerry Mo Yu Chan 陳慕瑜 | Rep 4 | Pre-2003 | 2004-11 |
| Kevin Wing Tak Chan 陳永德 | Rep 4 | 2008-06 | 2012-12 |
| Pui Tin Chan 陳佩鈿 | Rep 4 | 2009-06 | 2011-05 |
| Siu Cheong Chan 陳兆昌 | Rep 4 | 2007-03 | 2009-05 |
| Tien-Yu Chan | Rep 4 | 2007-06 | 2008-08 |
| Vonnie Lai Yin Chan 陳麗妍 | Rep 4 | Pre-2003 | 2006-08 |
| Yan (SFC:AOB250) Chan 陳茵 | Rep 4 | 2008-11 | 2012-01 |
| Yat Hei Chan 陳逸熙 | Rep 4 | 2007-09 | 2010-07 |
| Deepti Chaturvedi | Rep 4 | 2008-09 | 2012-12 |
| Chin Aik Chee | Rep 4 | 2007-12 | 2008-08 |
| Chia-Chi Chen 陳佳琦 | Rep 4 | 2007-04 | 2012-12 |
| John Chen 陳健雄 | Rep 4 | 2007-05 | 2010-09 |
| Li-Fong Chen 陳豊丰 | Rep 4 | 2007-05 | 2008-04 |
| Qianqian Chen 陳乾乾 | Rep 4 | 2010-03 | 2012-12 |
| Wenhan Chen 陳文翰 | Rep 4 | 2007-07 | 2010-09 |
| Yen-Fu Chen 陳彥甫 | Rep 4 | 2011-10 | 2012-11 |
| Ying (SFC:APU686) Chen 陳瑩 | Rep 4 | 2008-10 | 2009-08 |
| Zi Mu Chen | Rep 4 | 2004-07 | 2006-11 |
| Zibo Chen 陳子博 | Rep 4 | 2011-07 | 2012-12 |
| Brian Chi Ming Cheng 鄭志明 | Rep 4 | 2005-10 | 2007-12 |
| Chao-Kang Cheng 鄭兆剛 | Rep 4 | 2007-05 | 2012-12 |
| Ming-Kai Cheng 鄭名凱 | Rep 4 | 2005-09 | 2011-08 |
| Patricia Oi Ching Cheng 鄭愛晶 | Rep 4 | 2009-08 | 2012-12 |
| Tau Cheung Cheng 鄭導昌 | Rep 4 | Pre-2003 | 2006-09 |
| Ting-Yun Cheng 鄭婷云 | Rep 4 | 2009-08 | 2010-08 |
| Francis Yiu Cheong Cheung 張耀昌 | Rep 4 | Pre-2003 | 2012-12 |
| Tsz Kit Cheung 張子傑 | Rep 4 | 2004-04 | 2005-09 |
| Clare Kit Ching Chin | Rep 4 | 2007-11 | 2012-12 |
| Ho Ming Chiu 趙皓明 | Rep 4 | 2010-11 | 2011-04 |
| On Sang Chiu 丘安生 | Rep 4 | 2003-09 | 2005-01 |
| Larry Yui Kwan Cho 曹銳焜 | Rep 4 | 2009-06 | 2009-09 |
| Philip Chih-Lok Chow 周子諾 | Rep 4 | 2009-09 | 2012-05 |
| Christopher Chu | Rep 4 | 2007-12 | 2008-07 |
| Tien Chu 朱恬 | Rep 4 | 2007-05 | 2012-11 |
| Yi-Ling Chung 鍾怡伶 | Rep 4 | 2010-09 | 2010-11 |
| Yong Ho Chung | Rep 4 | 2008-02 | 2012-12 |
| Shaun Donald Cochran | Rep 4 | 2007-06 | 2012-12 |
| Graeme Alexander Cunningham | Rep 4 | 2010-04 | 2010-05 |
| Antonia Maria da Cruz 告崇 | Rep 4 | 2007-12 | 2012-12 |
| Wei (SFC:AOR609) Dai 戴維 | Rep 4 | 2007-03 | 2010-05 |
| Margaret Ju-Han Davidge-Pitts 高若涵 | Rep 4 | 2007-12 | 2009-03 |
| Vaibhav Dhasmana | Rep 4 | 2009-02 | 2011-08 |
| Zhiyuan Ding 丁志遠 | Rep 4 | 2010-12 | 2011-06 |
| Christian Gilbert Dinwoodie | Rep 4 | 2008-09 | 2012-12 |
| Andrew Tasman Driscoll | Rep 4 | 2005-03 | 2012-12 |
| Anirudha Dutta | Rep 4 | 2007-07 | 2012-11 |
| Alan Damian Dwerryhouse | Rep 4 | 2008-09 | 2012-12 |
| Alfred Olmedo Dy | Rep 4 | 2007-06 | 2012-11 |
| Norimasa Ejiri | Rep 4 | 2008-09 | 2008-10 |
| Matthew Neil Evans | Rep 4 | 2007-06 | 2012-12 |
| Nicola Gillian Fallon | Rep 4 | 2004-07 | 2007-02 |
| Cliff Kuang Cheng Fan 樊光正 | Rep 4 | 2007-01 | 2007-03 |
| Dawei Feng 馮大為 | Rep 4 | 2009-02 | 2012-12 |
| Aaron Alexander Fischer 余雅樂 | Rep 4 | 2005-04 | 2012-12 |
| Eric James Fishwick | Rep 4 | 2008-08 | 2012-12 |
| Jonathan Philip Galligan | Rep 4 | 2010-01 | 2012-12 |
| Amit Garg | Rep 4 | 2010-09 | 2012-11 |
| Zachary Charles Gill | Rep 4 | 2011-07 | 2012-12 |
| Bret Matthew Ginesky | Rep 4 | 2009-09 | 2011-06 |
| Denpong King Seng Goh | Rep 4 | 2011-04 | 2012-01 |
| Hanna Goo | Rep 4 | 2009-12 | 2010-06 |
| Suwantara Lim Gotama | Rep 4 | 2008-09 | 2012-12 |
| Anshu Govil | Rep 4 | 2008-09 | 2011-04 |
| Atul Goyal | Rep 4 | 2007-07 | 2011-09 |
| William James Angus Graham | Rep 4 | 2004-07 | 2011-12 |
| James Gruber | Rep 4 | 2007-06 | 2010-07 |
| Feng (SFC:AVD005) Guo | Rep 4 | 2010-05 | 2010-06 |
| Laurent Jacques Halmos | Rep 4 | 2008-04 | 2008-11 |
| David James Hewitt | Rep 4 | 2007-07 | 2011-05 |
| Eric Wing Kee Ho 何永基 | Rep 4 | 2007-12 | 2008-07 |
| Henry Hin Hung Ho 何顯鴻 | Rep 4 | 2008-05 | 2008-11 |
| Hung Chi Ho 何鴻智 | Rep 4 | 2008-06 | 2009-03 |
| Ka Wai (SFC:AKV099) Ho 何家維 | Rep 4 | 2005-05 | 2009-03 |
| Chien Han Hong 洪千涵 | Rep 4 | 2010-01 | 2010-02 |
| Jenny Hong | Rep 4 | 2009-02 | 2012-06 |
Showing 1–100 of 318