Alan Damian Dwerryhouse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Damian Dwerryhouse, a licensed Representative with CE reference ARP686. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-07 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-03 | 2015-06-04 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-18 | 2012-12-03 |