Jonathan Philip Galligan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Philip Galligan ( ), a licensed former licensee with CE reference AQM705. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-02 | 2022-05-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-17 | 2019-09-02 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-20 | 2012-12-17 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-14 | 2021-04-08 |