Shaun Donald Cochran

CE No. APA066 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaun Donald Cochran, a licensed Responsible Officer with CE reference APA066. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 RO Type 4 — Advising on securities 2019-08-21 present
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 — Advising on securities 2012-12-31 2019-08-21
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 — Advising on securities 2007-06-07 2012-12-31

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