William James Angus Graham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William James Angus Graham ( ), a licensed former licensee with CE reference ALA252. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-09 | 2011-12-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-30 | 2009-04-17 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-26 | 2005-01-10 |