Christian Gilbert Dinwoodie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christian Gilbert Dinwoodie ( ), a licensed former licensee with CE reference ANA837. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-03 | 2015-10-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-05 | 2012-12-03 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-02-21 | 2008-02-23 |