Ho Ming Chiu
趙皓明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ming Chiu (趙皓明), a licensed Responsible Officer with CE reference AWI112. Currently licensed at 1 firm(s): Hung Sing Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-25 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 — Advising on securities | 2022-08-25 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 — Asset management | 2018-12-04 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-04 | 2022-08-25 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-26 | 2022-08-25 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-24 | 2018-10-02 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-23 | 2015-11-23 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 9 — Asset management | 2013-08-23 | 2015-11-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2012-05-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-30 | 2012-05-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-30 | 2012-05-19 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-22 | 2011-04-20 |