Hung Sing Securities Limited
鴻昇證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Sing Securities Limited (鴻昇證券有限公司), a Hong Kong-based licensed corporation with CE reference ABS697. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 17 (total recorded over time: 75). Earliest licence on file: 2017-09-28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Unit 2505, 25/F, West Tower, Shun Tak Centre, 200 Connaught Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2017-09-28 | present |
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2004-11-23 |
| Type 6 — Advising on corporate finance | present | 2004-11-23 |
Licensed staff (all-time) (75)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kitty Pui Man Chan 陳蓓敏 | RO 4, 9 Rep 1, 9 | 2013-04 | Present |
| Wai Shan Cheung 張慧珊 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Yik Cho Cheung 張益祖 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Ho Ming Chiu 趙皓明 | RO 1, 4 Rep 1, 4, 9 | 2018-11 | Present |
| Kam Chiu Chiu 趙金潮 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2013-05 |
| Ming Chow 鄒明 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2020-01 |
| Siu Ming Lau 劉兆明 | RO 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Wai Ng 吳煒 | RO 1, 4, 9 | 2019-04 | Present |
| Wa Cheung Tong 唐華翔 | RO 1, 4 | 2021-01 | 2021-09 |
| William Lok Wai But 畢洛威 | Rep 1 | 2009-12 | 2012-06 |
| John Cavryn 曹大橋 | Rep 4, 9 | 2019-03 | Present |
| Chun Chung Chan 陳振聰 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-04 |
| Chun Ki Chan 陳俊琪 | Rep 1, 4 | 2022-07 | Present |
| Darren Chan 陳志銘 | Rep 1 | 2013-10 | 2014-11 |
| Pak Ming Chan 陳百明 | Rep 1 | 2011-06 | 2012-02 |
| Wai Chung (SFC:AVI340) Chan 陳偉聰 | Rep 1 | 2010-07 | 2013-08 |
| Yip Lai Chan 陳業禮 | Rep 1 | 2005-11 | Present |
| Lik Chit Chen 陳力捷 | Rep 1 | 2007-08 | 2010-06 |
| Siu Wa Cheng 鄭少華 | Rep 1 | 2004-06 | 2011-12 |
| Ho Wing Cheung 張浩榮 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-03 |
| Hung Fei Cheung 張雄飛 | Rep 1, 4, 9 | 2016-03 | Present |
| Jeff Wing Wah Cheung 張永華 | Rep 1 | 2009-11 | 2010-07 |
| Kurt Tsz Lok Cheung 張梓樂 | Rep 1 | 2010-07 | 2010-12 |
| Chuk Hay Chiu 趙質喜 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-07 |
| Alex Wai Chi Chow 鄒偉智 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Yau Chow 鄒有 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-10 |
| Tung Nga Chu 朱東雅 | Rep 1 | 2006-08 | 2012-08 |
| Mee Shun Chung 鍾美順 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Tak On Chung 鍾德安 | Rep 1 | 2009-01 | 2012-01 |
| Wai Ming Fok 霍偉明 | Rep 1 | 2004-01 | 2004-10 |
| Ching (SFC:AUG626) Fong 方程 | Rep 1 | 2009-12 | 2012-08 |
| Chung On Ho 何仲安 | Rep 1 | 2005-08 | 2007-01 |
| Kin Yee Ho 何健兒 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Kai (SFC:BGB450) Huang 黃凱 | Rep 1 | 2019-01 | 2023-01 |
| Chi Hang Ip 葉志恒 | Rep 1 | 2007-04 | 2007-05 |
| Chin Chiu Kwok 郭展超 | Rep 1 | 2005-05 | 2005-10 |
| Kwok Shing Kwong 鄺國成 | Rep 1 | 2009-11 | 2012-01 |
| Hay Ming Lai 黎熙明 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-03 |
| Chi Yin Lam 林子言 | Rep 1 | 2008-08 | 2009-02 |
| Haywood Chin Fung Lam 林展峰 | Rep 1 | 2009-12 | 2009-12 |
| Kwong Chung Lam 林廣松 | Rep 1, 9 | 2007-06 | 2023-05 |
| Wai Tsin Lam 林維蕆 | Rep 1 | 2009-10 | 2010-01 |
| Carmela Yin Mei Lau 劉燕薇 | Rep 1 | 2005-12 | 2017-11 |
| Chun Chuen Lee 李鎮泉 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Chun Man Lee 李駿文 | Rep 1, 9 | 2010-11 | Present |
| Kai Wing Leung 梁啟榮 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Chi Lung Li 李智龍 | Rep 1 | 2012-05 | 2014-06 |
| Kar Wai Li 李家維 | Rep 1 | 2009-11 | 2010-05 |
| Zhaoang Li 李釗昂 | Rep 1 | 2023-02 | 2023-10 |
| Chi Yeung Liu 廖摯洋 | Rep 1, 9 | 2013-02 | 2015-08 |
| Chi Wai (SFC:ANJ462) Lo 盧志偉 | Rep 1 | 2006-05 | 2012-09 |
| Ka Shing Ma 馬家成 | Rep 1, 4 | 2021-08 | Present |
| Kwan Yu Mok 莫鈞如 | Rep 1 | 2010-12 | 2011-03 |
| Yee Yan Poon 潘懿珚 | Rep 1 | 2010-10 | 2014-06 |
| Alan Koon Ho Shum 沈冠豪 | Rep 1 | 2017-12 | 2019-07 |
| Wai Yip Tang 鄧偉業 | Rep 1 | 2008-09 | 2009-02 |
| Wang Kit Tang 鄧宏杰 | Rep 1 | 2008-12 | 2009-06 |
| Yiu Ming Tang 鄧耀明 | Rep 1 | 2015-10 | Present |
| Jonathan Tse 謝耀聰 | Rep 1 | 2014-08 | 2014-11 |
| Wai Ning Tse 謝偉寧 | Rep 1 | 2007-11 | 2010-06 |
| Yuen Yee Tsoi 蔡婉儀 | Rep 1 | 2007-12 | 2008-09 |
| Daisy Dick Yee Tsui 徐狄怡 | Rep 9 | 2013-08 | 2014-02 |
| Teresa Tsui 徐綽盈 | Rep 1, 9 | 2017-07 | 2018-06 |
| Hung Wong 黃鴻 | Rep 1 | 2009-04 | 2012-07 |
| Lap Chi Wong 黃立志 | Rep 1 | 2014-03 | 2019-04 |
| Shan Nei Wong 黃珊妮 | Rep 1 | 2017-09 | Present |
| Shiu Chun Wong 黃兆珍 | Rep 1 | 2014-03 | 2024-04 |
| Wai Man (SFC:AUR713) Wong 王慧敏 | Rep 1 | 2010-02 | 2010-03 |
| Lok Man Woo 鄔樂文 | Rep 1 | 2011-05 | 2012-01 |
| Toi Sen Yao 姚岱辰 | Rep 1 | 2014-12 | 2017-11 |
| Chung Lung Yeung 楊仲龍 | Rep 1 | 2012-12 | 2015-02 |
| Sze Tat Yeung 楊師達 | Rep 1 | 2013-12 | 2014-05 |
| Kwok Piu Ying 應國標 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-12 |
| Man Ting Loretta Yu 余敏婷 | Rep 1 | 2010-10 | 2012-07 |
| Yuen Yee Yu 余宛宜 | Rep 1 | 2008-01 | 2010-07 |
Showing 1–75 of 75
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司