Wai Ng
吳煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ng (吳煒), a licensed Responsible Officer with CE reference ANI759. Currently licensed at 2 firm(s): Hung Sing Asset Management Limited, Hung Sing Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Asset Management Limited 鴻昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-23 | present |
| Hung Sing Asset Management Limited 鴻昇資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-23 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-30 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-30 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 9 — Asset management | 2019-04-30 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-04 | 2019-01-14 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 — Advising on securities | 2016-02-04 | 2019-01-14 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-04 | 2019-01-14 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-14 | 2016-02-04 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-14 | 2019-01-14 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-06 | 2015-05-28 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 — Advising on securities | 2013-08-06 | 2015-05-28 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-28 | 2013-08-06 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-28 | 2013-08-06 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-20 | 2013-05-10 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2011-01-20 | 2013-05-10 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-26 | 2011-01-20 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-26 | 2011-01-20 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-31 | 2009-10-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-11 | 2009-10-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-11 | 2009-10-09 |