Guosen Securities (HK) Brokerage Company, Limited

國信證券(香港)經紀有限公司
CE No. AUI491 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guosen Securities (HK) Brokerage Company, Limited (國信證券(香港)經紀有限公司), a Hong Kong-based licensed corporation with CE reference AUI491. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts. Current licensed staff on file: 63 (total recorded over time: 330). Earliest licence on file: 2010-02-26.

Registered address

Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2010-02-26 present
Type 2 — Dealing in futures contracts 2011-03-14 present
Type 4 — Advising on securities 2010-02-26 present
Type 5 — Advising on futures contracts 2011-03-14 present

Licensed staff (all-time) (330)
Active on date

Name Activities First licensed To
Christopher Scott Berney RO 1 Rep 1 2011-09 2012-10
Yihan Cai 蔡依含 RO 1 Rep 1, 4 2020-12 2022-02
Hung Nam Chan 陳鴻楠 RO 2, 5 Rep 1, 2, 5 2023-03 Present
Wai Ho (SFC:AUD980) Chan 陳緯豪 RO 1, 2 Rep 1, 2, 4, 5 2022-10 2024-05
Ka Wing Chau 周家榮 RO 1, 2, 4 Rep 1, 2, 4 2011-06 2019-04
Kenneth Yiu Man Chau 周耀文 RO 1, 2, 4, 5 2013-07 2015-09
Xun (SFC:BEJ794) Chen 陳迅 RO 1, 4 Rep 1, 4 2014-10 Present
Hung Cho Cheung 張鴻礎 RO 1, 2, 4, 5 Rep 1, 2, 4 2011-09 Present
See Ling Cheung 張思玲 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2019-03 2023-07
Shing Yan Choi 蔡承恩 RO 1, 2, 4 2024-08 Present
Joanna Lai Wa Chu 朱麗華 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2010-02 2019-02
Raymond Chu 朱允明 RO 1, 4 Rep 1, 4 2013-05 2015-07
Chi Chung Chung 鍾子聰 RO 1 Rep 1, 2, 4, 5 2019-09 2022-09
Jinfeng Fu 付錦鋒 RO 2, 5 2011-03 2013-07
Chao He 何超 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2014-05 2023-12
Chen (SFC:BIH235) Huang 黃晨 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2016-10 2025-12
Raymond Wai Cheuk Ip 葉偉焯 RO 4 Rep 4 2014-01 2015-08
Stephen Siu Hung Leung 梁少熊 RO 4 Rep 4 2014-06 2015-08
Yu (SFC:BQT346) Li 李愈 RO 1, 2, 4, 5 2024-08 Present
Lixuan Liang 梁莉璇 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2013-05 2024-04
Kam Chiu Man 文錦超 RO 2, 5 Rep 1, 4 2013-07 2016-05
Feng Mo 莫楓 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2014-03 2015-11
Wai Ng 吳煒 RO 1, 4 Rep 1, 4 2010-03 2013-05
Chang Ouyang 歐陽昌 RO 1, 4 2024-05 Present
Haiyan Qiu 邱海燕 RO 4 Rep 4 2011-02 2014-09
Jason Siu 蕭智舜 RO 4 Rep 4 2014-08 2018-11
Xiqiang Su 蘇細強 RO 1, 4 Rep 1, 2, 4, 5 2014-07 2019-02
Jinchang Tu 涂晋昌 RO 2, 5 Rep 2, 5 2013-11 2014-10
Xinrong Xiang 向新榮 RO 1, 4 2010-02 2012-12
Liting Xiong 熊力頲 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2017-10 2021-12
Jilong Xu 徐吉龍 RO 1, 4 Rep 1, 2, 4, 5 2015-06 2025-08
Lingfeng Xu 徐凌峰 RO 1, 4 2019-03 2020-10
Lu (SFC:BNY481) Xu 許璐 RO 1, 4 Rep 1, 2, 4, 5 2019-01 2024-01
Tao Yan 嚴濤 RO 2 Rep 1, 2 2023-06 Present
Bo (SFC:BEL099) Yang 楊波 RO 1, 2, 4, 5 Rep 1, 4 2014-10 Present
Chi Yuen (SFC:AOD434) Yeung 楊志源 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2019-03 2020-09
Keith Kwok Ki Yeung 楊國基 RO 4 Rep 1, 4 2013-08 2014-11
Botao Zhan RO 1, 4 Rep 1, 4 2017-03 Present
Jincheng Zhang 張錦成 RO 1, 4 Rep 1, 4 2020-11 2022-02
Keqiang An 安克強 Rep 1, 4 2011-04 2011-07
Xiaoxia Bi 畢曉夏 Rep 1, 2, 4, 5 2018-09 2022-02
Hui Cao 曹輝 Rep 4 2011-06 2014-06
Jingleng Cao 曹经楞 Rep 1, 2, 5 2016-07 2018-06
Cheuk Yiu Chan 陳焯堯 Rep 1 2016-03 2017-11
Chi Hang (SFC:BJM363) Chan 陳摯恆 Rep 1, 2, 4 2024-10 Present
Chi Kit (SFC:BSQ618) Chan 陳志杰 Rep 1, 2, 4 2023-08 Present
Christy Cheuk Ki Chan 陳卓琦 Rep 1, 2, 4 2014-08 2017-01
Joe Cho Lit Chan 陳棗烈 Rep 1, 4 2011-03 2014-01
Ka Ki (SFC:AQH356) Chan 陳嘉琪 Rep 1 2018-04 2018-06
Kanise Choi Wah Chan 陳再華 Rep 1 2011-05 2012-05
Man Fai (SFC:AJE077) Chan 陳文輝 Rep 1, 2 2021-06 2022-04
Man Fong Rachel Chan 陳敏芳 Rep 1 2013-01 2013-02
Ming Wing Chan 陳銘榮 Rep 1, 2 2011-03 2012-08
Wing Ho (SFC:ANQ015) Chan 陳永豪 Rep 1, 4 2010-04 2011-05
Yik Lun Chan 陳奕倫 Rep 1, 2 2012-09 2012-10
George Tak Yin Chang 張德賢 Rep 1, 4 2013-06 2015-07
Hocky Chang 張賀喬 Rep 1, 2 2017-10 2018-06
Kong Wai Chau 周港威 Rep 1, 2 2014-11 2017-04
Anqi (SFC:BBM646) Chen 陳安琪 Rep 1, 2, 4, 5 2015-05 2016-06
Chen (SFC:AXA055) Chen Rep 1 2013-04 2013-06
Chong Chen 陳翀 Rep 1, 4 2024-03 2024-05
Hufei Chen 陳鵠飛 Rep 4 2012-01 2012-09
Junhui Chen 陳俊輝 Rep 1, 4 2011-08 2012-07
Junliang Chen 陳俊良 Rep 4 2019-11 Present
Long (SFC:AVT720) Chen 陳龍 Rep 1, 4 2011-08 2012-02
Rui (SFC:BOH233) Chen 陳銳 Rep 1, 4 2019-05 2023-05
Shuyuan Chen 陳淑媛 Rep 4 2025-11 Present
Ting Chen Rep 1, 4 2022-07 2024-06
Wei (SFC:AWS993) Chen 陳薇 Rep 1, 2, 4, 5 2017-09 2019-05
Xiao (SFC:AVA602) Chen 陳曉 Rep 1, 4 2013-05 2015-11
Yilin (SFC:BQI799) Chen 陈怡琳 Rep 1, 4 2021-04 2022-04
Yiling Chen 陈益凌 Rep 4 2022-06 Present
Yingchong Chen 陳穎翀 Rep 1, 4 2018-11 2020-10
Yongming Chen 陳泳銘 Rep 1, 2 2011-09 2011-11
Zhe (SFC:BOG853) Chen 陈哲 Rep 1, 4 2024-09 Present
Chi Ho (SFC:AVL287) Cheng 鄭智豪 Rep 4 2011-02 2014-07
Ho Cheung Cheng 鄭浩翔 Rep 1, 2, 4 2023-06 2025-08
Kwok Fun Cheng 鄭國勳 Rep 4 2015-05 2015-07
Mang Cheung 張萌 Rep 4 2015-07 2015-08
Roger Mirchandani Chiman Rep 1 2012-05 2013-05
Ka Wai Ching 程嘉偉 Rep 4 2019-02 2022-06
Ching Ping Chong 莊清萍 Rep 1 2023-02 2023-12
Gan Chong 莊瑾 Rep 1 2016-03 2019-01
Ka Hei Chong 莊嘉熙 Rep 1, 2, 4 2021-03 Present
Hau Fan Chow 周厚勛 Rep 1, 2, 4 2016-06 2017-11
Wai Chung Chow 周偉聰 Rep 1, 2 2020-02 2022-04
Fung Ting Chu 朱鳳婷 Rep 1, 2 2011-05 2014-10
Yen-Lan Chueh Rep 1, 4 2017-04 2018-05
Andrew Kemp Collier Rep 1 2012-06 2012-10
Danmiao Dai 戴丹苗 Rep 4 2022-05 Present
Shijie Ding 丁詩潔 Rep 4 2019-08 Present
Xiao Ding 丁驍 Rep 1, 4 2014-07 2017-09
Yi (SFC:BWP779) Ding 丁奕 Rep 1, 2 2025-08 2025-11
Xu (SFC:AZC459) Du 杜栩 Rep 1 2016-03 2019-05
Yang (SFC:AUT752) Fan 范陽 Rep 4 2011-02 2014-05
Fuhui Fang 方馥卉 Rep 1, 2, 4, 5 2025-06 2025-10
Zhiguo Feng 馮志国 Rep 1, 2 2015-08 2019-09
Yiu Tung Fok 霍耀東 Rep 1, 2, 4, 5 2014-04 2016-11
Lina Fu 傅莉娜 Rep 1, 4 2015-05 2017-10
Pui Ling Fu 傅佩玲 Rep 1, 2, 4, 5 2024-11 Present
Showing 1–100 of 330

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