Guosen Securities (HK) Brokerage Company, Limited
國信證券(香港)經紀有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guosen Securities (HK) Brokerage Company, Limited (國信證券(香港)經紀有限公司), a Hong Kong-based licensed corporation with CE reference AUI491. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts. Current licensed staff on file: 63 (total recorded over time: 330). Earliest licence on file: 2010-02-26.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Registered address
Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-02-26 | present |
| Type 2 — Dealing in futures contracts | 2011-03-14 | present |
| Type 4 — Advising on securities | 2010-02-26 | present |
| Type 5 — Advising on futures contracts | 2011-03-14 | present |
Licensed staff (all-time) (330)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christopher Scott Berney |