Raymond Wai Cheuk Ip
葉偉焯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Cheuk Ip (葉偉焯), a licensed Responsible Officer with CE reference AMB348. Currently licensed at 1 firm(s): Crosby Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2015-08-25 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2014-04-28 | 2015-08-12 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-28 | 2014-04-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-13 | 2012-05-08 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-13 | 2012-05-08 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2006-06-20 | 2006-10-12 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2006-06-20 | 2006-10-12 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2005-07-07 | 2006-10-12 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2005-07-07 | 2006-10-12 |