PFP Capital Limited

CE No. AAA451 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for PFP Capital Limited, a Hong Kong-based licensed corporation with CE reference AAA451. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 47).

More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

Office 1002, 10/F, 8 Wyndham Street, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 5 — Advising on futures contracts	present	present
Type 9 — Asset management	present	present
Type 6 — Advising on corporate finance	present	2004-09-09

Licensed staff (all-time) (47)
Active on date

4 Advising on securities 5 Advising on futures contracts 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Yu Ching Au 區裕正	RO 4, 5, 9 Rep 4, 5, 6, 9	Pre-2003	2007-08
Manish Bhatia	RO 4, 9 Rep 4, 6, 9	Pre-2003	2006-03
Ka Hung Chan 陳嘉鴻	RO 4, 5, 9 Rep 4, 5, 6, 9	Pre-2003	2022-03
Vincent Cheng 鄭允揚	RO 4, 5, 9 Rep 4, 5, 6, 9	Pre-2003	2005-02
Anthony Chun Yue Cheung 張振宇	RO 4, 5, 9 Rep 4, 5, 9	2016-03	2019-07
Chun On Kong 江俊安	RO 4, 5, 9 Rep 4, 9	2025-07	Present
Eric J Ritter	RO 9 Rep 4, 5, 9	2011-03	2012-12
Abhijit Sarkar	RO 4, 5, 9 Rep 4, 5, 9	2007-04	2018-07
Hugh Adam Simon	RO 4, 5, 6, 9	Pre-2003	2025-08
Tsz Wai To 杜子偉	RO 4, 5, 9 Rep 4, 5, 9	2005-05	2010-07
Yiu Kwong (SFC:AFJ415) Wong 黃耀光	RO 4, 5, 9 Rep 4, 5, 9	2014-07	2025-08
Na Wu 吳娜	RO 4, 5, 9 Rep 4, 5, 9	2006-08	2011-03
Kam Tong Yan 甄錦棠	RO 4, 5, 9 Rep 4, 5, 9	2006-09	2009-10
Weiqun Zhang 張衛群	RO 4, 5, 9 Rep 4, 5, 9	2025-06	Present
Lai Chong Au 區麗莊	Rep 4	2007-01	2015-12
April Kwan Kay Chan 陳筠琪	Rep 4, 9	2008-03	2014-10
John Moon Suk Chang	Rep 9	2014-09	2014-12
Wei-Ling Chang 張偉齡	Rep 4, 5, 9	2011-04	2012-03
Devan Sze Wan Chau 鄒思韻	Rep 4, 9	2014-07	2015-07
Philip Kar Kuen Cheng 鄭嘉權	Rep 4, 5, 9	2007-02	2014-06
Karin Cheung 張愷玲	Rep 4	2011-09	2025-08
Christopher Chu	Rep 4	2009-11	2014-07
Jyun Chu 朱玄	Rep 4, 5, 9	2011-06	2014-06
Ana Wai Man Fan 樊惠文	Rep 4	2003-09	2005-01
Adrien Marie Gregoire Geliot	Rep 4, 5, 9	2016-08	2018-06
Raymond Wai Cheuk Ip 葉偉焯	Rep 4, 9	2005-07	2006-10
Ryan Taylor Jeon	Rep 4, 9	2016-01	2017-03
Weijia Jiang 江唯佳	Rep 4, 9	2008-03	2011-02
Chiu Ming Lam 林昭銘	Rep 4, 5, 9	2013-01	2025-08
Irene Chi Ying Leung 梁志瑩	Rep 4, 9	2006-08	2009-08
Cong (SFC:ALQ324) Li 李匆	Rep 4, 5, 9	2005-01	2006-03
Zhe (SFC:AOT398) Li 李喆	Rep 5, 9	2011-07	2011-12
Wei (SFC:ALG199) Liu 劉煒	Rep 4, 5, 9	2010-09	2014-04
Neil Samir Mascarenhas	Rep 4, 5, 9	2011-06	2022-02
Doris Sock Meng Ng	Rep 4, 9	2023-02	2024-07
Ann Han Peng 彭菡	Rep 4	2005-06	2006-08
Pitchayada Ruanglek	Rep 4, 9	2009-08	2011-01
Stephen Michael Satchell	Rep 4, 9	2016-03	2017-03
Lin (SFC:AMF516) Shi 石琳	Rep 4, 5, 9	2014-07	2017-03
Vijaya Subramanian	Rep 4, 5, 9	2013-10	2015-07
Adrien Paul Albert Thierry	Rep 4	2013-04	2016-03
Xin (SFC:ALC116) Wang 王昕	Rep 4, 5, 9	2007-03	2010-07
Bernadette Ying Hung Wong 黃映紅	Rep 4	2011-06	2012-10
Tang Chun Wong 王騰俊	Rep 4	2004-12	2005-04
Li-Hsiu Yang 楊勵修	Rep 4, 5, 9	2007-06	2010-12
Choonshik Yi	Rep 4, 5, 9	2013-07	2014-09
Weiwen Zang 臧維文	Rep 4, 5, 9	2020-10	2024-01