Doris Sock Meng Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Sock Meng Ng ( ), a licensed former licensee with CE reference ALL164. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2023-02-20 | 2024-07-25 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2023-02-20 | 2024-07-25 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2023-02-20 | 2024-07-25 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2023-02-20 | 2024-07-25 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2023-02-20 | 2024-07-25 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2023-02-20 | 2024-07-25 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-24 | 2019-12-18 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-24 | 2019-12-18 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-29 | 2019-12-18 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-08 | 2018-11-01 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 9 — Asset management | 2009-06-08 | 2016-11-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-15 | 2008-12-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-15 | 2008-12-02 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2004-11-15 | 2008-12-02 |