Macquarie Capital Limited
麥格理資本股份有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Macquarie Capital Limited (麥格理資本股份有限公司), a Hong Kong-based licensed corporation with CE reference AAC534. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 7 — Providing automated trading services. Current licensed staff on file: 145 (total recorded over time: 1759). Earliest licence on file: 2013-07-09.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Providing automated trading services →
Registered address
Levels 22 and 23, One International Finance Centre, 1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 7 — Providing automated trading services | 2013-07-09 | present |
| Type 7 — Providing automated trading services | present | 2004-03-22 |
| Type 9 — Asset management | present | 2004-03-22 |
Licensed staff (all-time) (1759)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tin Wai Au 區天偉 | RO 1, 7 Rep 1, 7 | 2013-01 | 2021-07 |
| William Joseph Becker | RO 1, 7 Rep 1, 7 | 2012-10 | 2017-03 |
| Sacha Alexander Beharie | RO 1, 4 | 2021-05 | 2022-05 |
| Mark Adrian Bendall | RO 6 Rep 1, 6 | 2012-06 | 2014-06 |
| Robin Black | RO 1 Rep 1 | 2010-10 | 2012-10 |
| Michael Joel Boas | RO 1, 4 Rep 1, 4 | 2009-12 | 2024-09 |
| Rohan Boman | RO 1 | Pre-2003 | 2004-04 |
| Stewart Calvy | RO 1 | Pre-2003 | 2004-05 |
| Luiz Fernando Cassoli Mazzali | RO 1 Rep 1 | 2011-08 | 2014-07 |
| Tak Loon Chai 蔡達龍 | RO 1, 4 Rep 1, 4 | 2020-07 | 2023-09 |
| Keith Kin Chan 陳堅 | RO 1, 6 Rep 1, 6 | 2007-08 | 2018-03 |
| Kwong Yeung Chan 陳廣揚 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2007-02 |
| Alan Bing Chen | RO 1 Rep 1 | 2017-11 | Present |
| Danhua Chen 陳丹華 | RO 1, 6 Rep 1, 6 | 2011-11 | 2014-08 |
| Po Chuen Cheng 鄭寶川 | RO 1, 6 Rep 1, 6 | 2005-04 | 2010-07 |
| Wing Fai Chiu 趙永輝 | RO 4 Rep 4 | 2004-07 | 2016-01 |
| Anderson Chow 周正峰 | RO 4 Rep 4 | 2005-08 | 2011-04 |
| John Paul Yeong Keng Chu 徐永鏗 | RO 1, 6 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-05 |
| Timothy Patrick Connolly | RO 1 Rep 1 | 2007-02 | 2008-12 |
| Jonathan William Coultas | RO 1 | 2004-08 | 2006-11 |
| Justin David Crawford | RO 1 | 2008-09 | 2012-10 |
| Bardin John Davis | RO 1, 6 Rep 1, 6 | 2007-08 | 2012-07 |
| Roger Alexander de Basto | RO 1, 6 | 2004-02 | 2010-09 |
| Kalpana Desai | RO 1, 6 Rep 1, 6 | 2009-10 | 2013-04 |
| Mark Rudolph Duncan | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2012-10 |
| Philippe Michel Espinasse | RO 1, 6 Rep 6 | 2004-06 | 2006-11 |
| Adrian Hendrik Faure 霍哲仁 | RO 4 Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Andrea Wai Ming Gordon 陳慧明 | RO 1, 7 Rep 1, 7 | 2010-07 | 2022-03 |
| Gregory W Gordon | RO 1 Rep 1 | 2005-08 | 2007-05 |
| Richard Alan Griffiths | RO 1, 6 Rep 1, 6 | 2010-02 | 2015-03 |
| Russell Raymond Gripper | RO 1, 6 Rep 1, 6 | 2006-06 | 2012-11 |
| Steven Edward Gross | RO 1 Rep 1 | 2010-04 | 2017-11 |
| Dean Ryan Herbert | RO 1, 4 | 2025-03 | Present |
| Stephen Christopher Hill | RO 1, 7 | Pre-2003 | 2003-09 |
| Antony William Holt | RO 1, 6 Rep 1, 6 | 2010-07 | 2012-09 |
| Joseph Kar Hing Hsu 許家興 | RO 1, 6 Rep 1, 6 | 2010-10 | 2017-06 |
| Shiau-Ling Huang 黃曉齡 | RO 4 Rep 4 | 2010-12 | Present |
| David Wood Hudson 何德信 | RO 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Christopher Lawrence Hunt | RO 4 Rep 4 | 2004-09 | 2012-11 |
| Kin Ming Je 余建明 | RO 1, 6 Rep 6 | 2005-03 | 2015-03 |
| Neil Edward Johnson | RO 1 Rep 1 | 2014-09 | 2017-08 |
| Olaf Kasten | RO 1 Rep 1 | 2010-09 | 2011-11 |
| John Richard Key | RO 1, 4 Rep 1, 4 | 2020-06 | 2022-06 |
| Sung Gi Kim | RO 1, 4 Rep 1 | 2013-08 | 2025-10 |
| David Anthony Klinger | RO 1 Rep 1 | 2009-11 | 2011-03 |
| Jeremy Stuart Kloiser-Jones | RO 1 Rep 1 | 2009-12 | 2011-12 |
| Janice Yui Chit Ko 高睿哲 | RO 1, 7 Rep 1, 7 | 2022-05 | Present |
| Yiu Shing Kung 龔耀誠 | RO 1 Rep 1 | 2017-10 | 2026-05 |
| Robert William Patrick Lacey | RO 1 | Pre-2003 | 2003-06 |
| Robert Karl Laible | RO 1, 7 Rep 1 | 2013-01 | 2014-06 |
| Simon Yee-Kai Lam 林以佳 | RO 1 Rep 1 | 2007-12 | 2010-02 |
| Patrick Martin Lawlor | RO 1 Rep 1 | 2004-07 | 2009-10 |
| Jeok Lee | RO 1, 4 Rep 1, 4 | 2006-04 | Present |
| Johnny Chi Chung Lee 李志璋 | RO 1 | 2008-09 | 2009-09 |
| Mary Wai Chong Lee 李潓莊 | RO 1 Rep 1 | 2017-09 | 2021-09 |
| Wing Shing Lee 李榮勝 | RO 1 Rep 1 | 2008-08 | 2017-04 |
| Honggui Li 李宏貴 | RO 1, 4, 6 Rep 1, 6 | 2024-05 | Present |
| Ling Li 李凌 | RO 6 Rep 1, 6 | 2007-02 | Present |
| Xiaoli Liang 梁曉莉 | RO 1, 6 Rep 1, 6 | 2012-10 | 2015-06 |
| Chia Wen Lim | RO 1, 6 Rep 1, 6 | 2007-01 | 2015-03 |
| Nicholas Peter Lord | RO 4 Rep 4 | 2006-02 | 2010-06 |
| Andrew Donald Low | RO 6 Rep 1 | 2004-07 | 2010-04 |
| John M Lynch | RO 4 Rep 4 | 2006-08 | 2024-01 |
| Basil McIlhagga | RO 1 | 2004-07 | 2009-05 |
| Ashley James Miles | RO 1, 4 Rep 1 | 2009-07 | Present |
| Kieran Alistair Moffat | RO 1 Rep 1 | 2007-04 | 2010-06 |
| Justin David Christopher Morrison | RO 1 Rep 1 | 2010-07 | Present |
| Cholong Myoung | RO 1 Rep 1 | 2013-11 | Present |
| Matthew Peter Nacard | RO 4 Rep 4 | 2005-06 | 2017-03 |
| Hajir Naghdy | RO 1, 6 Rep 1, 6 | 2015-11 | 2018-08 |
| Ka Chun (SFC:AKL702) Ng 吳嘉俊 | RO 4 Rep 4 | 2011-09 | 2021-10 |
| Paul Robert O'Brien | RO 1 | 2008-09 | 2008-11 |
| Stephen John O'Sullivan | RO 4 Rep 4 | 2007-06 | 2009-11 |
| Michelle Maria Paisley | RO 1 Rep 1 | 2006-10 | 2012-11 |
| Nicholas Peterson | RO 1, 6 Rep 1, 6 | 2006-12 | 2011-12 |
| Luke Pisano | RO 1 Rep 1 | 2008-06 | 2012-11 |
| David Juyoung Pong | RO 1, 6 Rep 1, 6 | 2011-05 | 2012-02 |
| Stuart Baden Powell | RO 1, 7 Rep 1, 7 | 2016-11 | 2023-09 |
| Edmund Hugh Owain Price | RO 1, 6 Rep 1, 6 | 2009-06 | 2012-03 |
| Jimmy Pu 浦仲凱 | RO 1 Rep 1, 6 | 2016-06 | 2024-03 |
| Brendan Thomas Rake | RO 1 Rep 1 | 2011-01 | Present |
| David George Edward Rickards | RO 4 Rep 4 | 2004-07 | 2012-09 |
| Daren Riley | RO 1, 7 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-09 |
| David Edward de Mestre Roberts | RO 1, 6 Rep 1, 6 | 2006-08 | 2010-10 |
| Brent Steven Robinson | RO 4 Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Mark Stephen Rosenfeld | RO 4 Rep 4 | 2005-08 | 2007-08 |
| Bhanuprasad Chakrapani Rudraraju | RO 1 Rep 1 | 2015-12 | Present |
| Darren John Samuell | RO 1, 7 | 2003-11 | 2005-08 |
| Brendan Thomas Sands | RO 1 Rep 1 | 2007-07 | 2010-08 |
| Ashley John Seeto | RO 1, 4 | 2024-12 | 2025-06 |
| David Kustandi Sefri | RO 1 Rep 1 | 2024-05 | Present |
| Jiong Shao 邵炯 | RO 4 Rep 1, 4, 6 | 2010-08 | 2015-10 |
| Jeffrey Ma Shiu | RO 1 Rep 1 | 2005-10 | 2021-01 |
| Choon Sim 沈俊 | RO 1, 6 Rep 1, 6 | 2005-06 | 2008-12 |
| Andrew Mark Bennet Simpson | RO 4 Rep 4 | 2004-11 | 2006-09 |
| Timothy David Smart | RO 4 Rep 4 | 2005-06 | 2012-07 |
| Paul Qi Su | RO 1, 6 Rep 1, 6 | 2013-10 | 2017-04 |
| Qimeng Sun 孫启蒙 | RO 1, 6 Rep 1, 6 | 2005-04 | 2024-10 |
| Khoon Jin Tan | RO 1, 6 Rep 1, 6 | 2007-01 | 2012-08 |
| Yat Quan Tan 陳溢軍 | RO 1 Rep 1 | 2006-01 | 2017-07 |
Showing 1–100 of 1759
Other Hong Kong SFC firms with overlapping regulated activities
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 4 shared activity types · 華泰金融控股(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 4 shared activity types · 花旗環球金融亞洲有限公司
J.P. Morgan Securities (Asia Pacific) Limited
CE AAJ321 · 0 staff · 4 shared activity types ·
UBS AG
CE AEP554 · 0 staff · 4 shared activity types ·
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 3 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 3 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司