Timothy Patrick Connolly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Patrick Connolly ( ), a licensed former licensee with CE reference AHK321. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-23 | 2008-12-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-08 | 2007-11-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-05 | 2007-11-01 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-05 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-16 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-16 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-16 |