Robert Karl Laible
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Karl Laible ( ), a licensed former licensee with CE reference AOH890. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-12 | 2017-10-03 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2015-05-12 | 2017-10-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-09 | 2014-06-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 7 — Providing automated trading services | 2013-07-09 | 2014-06-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-16 | 2013-07-09 |
| Nomura Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2010-04-30 | 2012-11-15 |
| Nomura Securities (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2010-04-30 | 2012-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2012-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2012-11-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-19 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-19 | 2008-09-29 |