Robert Karl Laible

CE No. AOH890 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Karl Laible (), a licensed former licensee with CE reference AOH890. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Liquidnet Asia Limited
利貫交易網亞洲有限公司
RO Type 1 — Dealing in securities 2015-05-12 2017-10-03
Liquidnet Asia Limited
利貫交易網亞洲有限公司
RO Type 7 — Providing automated trading services 2015-05-12 2017-10-03
Macquarie Capital Limited
麥格理資本股份有限公司
RO Type 1 — Dealing in securities 2013-07-09 2014-06-27
Macquarie Capital Limited
麥格理資本股份有限公司
RO Type 7 — Providing automated trading services 2013-07-09 2014-06-27
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2013-01-16 2013-07-09
Nomura Securities (Hong Kong) Limited RO Type 1 — Dealing in securities 2010-04-30 2012-11-15
Nomura Securities (Hong Kong) Limited RO Type 7 — Providing automated trading services 2010-04-30 2012-11-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2008-10-10 2012-11-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-10-10 2012-11-15
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2006-12-19 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2006-12-19 2008-09-29

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