William Joseph Becker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Joseph Becker ( ), a licensed former licensee with CE reference BAI191. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2019-06-06 | 2019-06-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-06-06 | 2019-06-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-07-20 | 2018-07-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-07-20 | 2018-07-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-08-28 | 2017-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-08-28 | 2017-09-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-06-02 | 2017-06-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-07 | 2017-03-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-04-07 | 2016-04-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-23 | 2016-04-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 7 — Providing automated trading services | 2014-06-23 | 2016-04-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-19 | 2014-06-23 |