Paul Robert O'Brien
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Robert O'Brien ( ), a licensed former licensee with CE reference ALO560. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-26 | 2008-11-01 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-11 | 2008-11-01 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-28 | 2005-04-11 |