Simon Yee-Kai Lam
林以佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Yee-Kai Lam (林以佳), a licensed former licensee with CE reference AET081. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited |
RO | Type 1 — Dealing in securities | 2018-10-16 | 2023-04-18 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2018-08-27 | 2018-10-16 |
| Greenhill & Co. Asia Limited |
RO | Type 1 — Dealing in securities | 2012-10-31 | 2018-07-22 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-27 | 2011-05-20 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-23 | 2011-05-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-17 | 2010-02-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-12 | 2009-03-17 |