CITIC CLSA Capital Partners HK Limited

中信證券國際資本(香港)有限公司
CE No. AEI057 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CITIC CLSA Capital Partners HK Limited (中信證券國際資本(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AEI057. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 31 (total recorded over time: 114). Earliest licence on file: 2025-05-19.

Registered address

18/F, One Pacific Place, 88 Queensway

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2025-05-19 present
Type 4 — Advising on securities present present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2019-09-24

Licensed staff (all-time) (114)
Active on date

Name Activities First licensed To
Andy Cheuk Wing Chan 陳焯榮 RO 4, 9 Rep 4, 6, 9 2009-02 2021-08
Shu Feng 冯书 RO 1, 4, 9 Rep 4, 9 2019-08 Present
Man (SFC:ACT360) Ho 何敏 RO 4, 6, 9 Pre-2003 2009-10
Baifeng Hu 胡柏風 RO 1, 4, 9 Rep 4, 9 2019-08 Present
Iris Mei Ha Hung 孔美霞 RO 4, 6, 9 Rep 4, 6, 9 2006-09 2014-12
Wei Jia 賈暐 RO 4, 9 Rep 1, 4, 9 2019-08 Present
Michael Andrew Mc Coy RO 4, 6 Rep 4, 6, 9 2006-07 2019-12
Jasvinder Singh Pattar RO 4, 9 Rep 4, 9 2004-09 2018-07
Josephine Price RO 4, 6, 9 Rep 4, 6, 9 Pre-2003 2008-07
Christopher Burrill Seaver RO 9 2010-05 2014-06
Chen Shen 沈忱 RO 4, 9 Rep 1, 4, 9 2022-05 Present
Donald William Lennox Skinner RO 4, 6, 9 2019-04 2019-11
Pui Chi Tam 譚佩芝 RO 4, 6 Rep 4, 6, 9 Pre-2003 2013-06
Miranda Ka Yee Tang 鄧嘉儀 RO 4, 6, 9 Pre-2003 2019-07
Rui Wang 王銳 RO 4, 9 Rep 1, 4, 9 2021-12 Present
Randall Edwin Wilbert II RO 4, 6, 9 2018-03 2019-05
Pengzi Xu 許蓬子 RO 4 Rep 4, 9 2017-10 2020-11
Lap Hang Yung 容立恆 RO 4, 9 Rep 4, 9 2015-09 2020-11
Dennis King On Chan 陳敬安 Rep 4, 6, 9 2009-04 2009-05
Mang Kiu Chan 陳漫橋 Rep 4, 9 2006-08 2007-03
Yin Chi Chan 陳賢馳 Rep 4, 6, 9 2014-06 2018-03
Linglin Chen 陈灵霖 Rep 1, 4, 9 2025-04 Present
Xinyu Chen 陳新宇 Rep 4, 9 2005-10 2006-06
Zhenyin Chen 陈朕寅 Rep 1, 4, 9 2025-12 Present
Zhexu Chen 陳哲旭 Rep 1, 4, 9 2024-11 Present
Ho Yeung Gerald Cheuk 卓浩揚 Rep 4, 6, 9 2011-08 2015-11
Danny Tsz Chung Cheung 張子聰 Rep 4, 6, 9 2008-05 2018-03
David Wai Shun Cheung 張為信 Rep 4, 6, 9 2005-07 2011-04
Wai Kuen (SFC:ALQ278) Cheung 張偉權 Rep 4, 6, 9 2005-01 2009-03
Yiu Lun Cheung 張耀麟 Rep 9 2023-01 Present
Ronald Lon Chiu 趙朗 Rep 4, 6, 9 2010-10 2018-03
Jang Ho Choe Rep 4, 9 2017-10 2020-07
Wai Shing Chung 鍾偉誠 Rep 4, 6, 9 2005-05 2007-04
Yibin Fang 方奕斌 Rep 1, 4, 9 2025-11 Present
Rong Feng 馮榕 Rep 4, 6 2017-08 2019-05
Raymond Koon Bong Fung 馮冠邦 Rep 4, 6, 9 2009-04 2009-05
Mengyang Gao 高夢洋 Rep 4, 6 2018-08 2020-08
Diego Alejandro Gonzalez Morales Rep 4, 6, 9 2014-02 2018-12
Feng Hai 海峰 Rep 1, 4, 9 2025-04 Present
Christie See Pui Ho 何思蓓 Rep 4, 6, 9 2017-01 2019-12
In Eui Hong Rep 1, 4, 9 2022-09 Present
Shu-Ting Hsu 許淑婷 Rep 4, 6, 9 2009-09 2014-08
Danyi Huang 黃丹誼 Rep 4, 6, 9 2012-09 2018-05
Ying Yeung Hung 熊英揚 Rep 9 2022-02 Present
Laurence Yegene Ip 葉奕雋 Rep 4, 6, 9 2008-03 2015-08
Jae Hee Jang 張在喜 Rep 4, 9 2020-10 2022-08
Renzhe Jiang 江仁喆 Rep 4, 9 2021-04 2024-09
Min Soo (SFC:BNP458) Kim Rep 4, 9 2018-09 2019-12
Megumi Kiyozuka Rep 1 2025-10 Present
Carmen Kun Mun Ko 高堃敏 Rep 4, 6, 9 2011-09 2012-06
Shota Kuwaki Rep 1 2025-08 Present
Erica Joyce Lam Rep 4, 6, 9 2008-04 2014-04
Lawrence Wai Keung Lam 林偉強 Rep 4, 6, 9 2009-04 2009-05
Louisa Che Man Lam 林梓敏 Rep 4, 9 2021-01 2021-08
Simon Yee-Kai Lam 林以佳 Rep 4, 9 2010-03 2011-05
Steve Kwok Leung Lam 林國樑 Rep 6 2006-05 2006-06
Yip Man Lau 劉業民 Rep 4, 6, 9 2008-05 2013-09
Chia Huan Lee Rep 4, 6, 9 2008-03 2021-07
Po Ki Lee 李寶琪 Rep 9 2022-02 2023-09
Seng Chow Lee 李成就 Rep 4, 9 2004-10 2006-06
Sebastian John Leotta Rep 4, 9 2017-09 2021-01
Colin Kwok Hai Leung 梁國希 Rep 4, 6, 9 2009-04 2009-05
Koon Lok Li 李冠樂 Rep 4, 6, 9 2015-06 2018-07
On Ki Li 李安琪 Rep 4, 6, 9 2006-02 2018-03
Tingting Li 李婷婷 Rep 4, 9 2022-05 Present
Colin Lim Rep 4 2020-06 2021-09
Wen-Tzen Lim 林紋正 Rep 4, 6, 9 2010-03 2016-09
Jing Lin 林晶 Rep 9 2023-01 Present
Junqin Lin 林俊钦 Rep 1, 4, 9 2022-05 Present
Peicong Lin 林培聰 Rep 4, 6, 9 2006-02 2016-12
Hanhua Liu 劉漢華 Rep 4, 6 2017-10 2019-05
Xiaoning Liu 劉晓宁 Rep 4, 9 2021-06 2022-12
Sha Luo 雒莎 Rep 4, 6 2018-09 2019-05
Hau Shing Man 文孝誠 Rep 4, 9 2005-06 2007-04
Peter Jae Sun Min Rep 1 2025-10 Present
Pranav Murari Rep 4, 9 2017-09 2018-09
Ryoko Nakamura Rep 4 2009-11 2011-07
Gary Jit Meng Ng Rep 4, 6, 9 2011-09 2011-12
Ka Lun Ng 吳家麟 Rep 1, 4, 9 2022-03 Present
Kim Thi Nguyen Rep 4, 6, 9 2006-09 2010-10
Elaine Yee Lai Pang 馮怡麗 Rep 4, 6, 9 2009-04 2009-05
Carol Lee Park Rep 1, 4, 9 2017-06 Present
Gregory Park Rep 1, 4, 9 2017-05 Present
James Willock Paterson Rep 4, 6, 9 2005-11 2006-01
Vincent Chun Shing Phen 彭鎮城 Rep 4, 6, 9 2007-03 2009-04
Haochen Qian 錢灝宸 Rep 4, 9 2021-01 2021-02
Gujing Shen 沈谷菁 Rep 4, 9 2021-01 2021-05
Joo Kyung Shin 申珠炅 Rep 4, 9 2020-09 2023-11
Soyoung Sin 申昭煐 Rep 1, 4, 9 2024-01 Present
Keng Hui Tan Rep 4, 6, 9 2004-09 2011-08
Yong Sern Tan 陳勇升 Rep 1, 4, 9 2025-01 2026-01
Yukai Tan 譚宇凱 Rep 1, 4, 9 2025-04 Present
Vaibhav Vishnudas Totla Rep 1, 4 2020-07 2025-11
Teddy Hong Teh Tsai Rep 4, 6, 9 2008-03 2010-05
Bing Eric Wang 王兵 Rep 4, 9 2009-03 2011-12
Jichao Wang 王紀朝 Rep 1, 4, 9 2021-01 Present
Jue (SFC:BOF346) Wang 王珏 Rep 4, 9 2021-07 2025-04
Mengfei Wang 王梦飛 Rep 1, 4, 9 2026-02 Present
Simon Michael Weston Rep 4, 9 2010-09 2015-03
Sang Hoon Won 元相勳 Rep 1, 4, 9 2020-02 2026-05
Showing 1–100 of 114

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