Min Soo (SFC:BNP458) Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Soo (SFC:BNP458) Kim ( ), a licensed former licensee with CE reference BNP458. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-23 | 2019-12-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-28 | 2019-12-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-09-28 | 2019-12-24 |