Keng Hui Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Hui Tan ( ), a licensed former licensee with CE reference ALG317. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-03-28 | 2011-08-14 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-25 | 2011-08-14 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-02-25 | 2011-08-14 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-23 | 2007-12-30 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-09-23 | 2007-12-30 |