Carmen Kun Mun Ko
高堃敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Kun Mun Ko (高堃敏), a licensed former licensee with CE reference ANW518. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-09 | 2012-06-02 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-09 | 2012-06-02 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-09-09 | 2012-06-02 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-17 | 2007-06-01 |