Yip Man Lau
劉業民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yip Man Lau (劉業民), a licensed former licensee with CE reference ARA288. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-19 | 2013-09-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-19 | 2013-09-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-05-19 | 2013-09-01 |