Pui Chi Tam
譚佩芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chi Tam (譚佩芝), a licensed Responsible Officer with CE reference AFT247. Currently licensed at 1 firm(s): APC Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APC Partners Limited |
RO | Type 4 — Advising on securities | 2021-02-03 | present |
| APC Partners Limited |
RO | Type 9 — Asset management | 2021-02-03 | present |
| APC Partners Limited |
Rep | Type 4 — Advising on securities | 2018-08-14 | 2021-02-03 |
| APC Partners Limited |
Rep | Type 9 — Asset management | 2018-08-14 | 2021-02-03 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-09-22 | 2013-06-29 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-09-22 | 2013-06-29 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-09-22 | 2013-06-29 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-01 | 2011-09-22 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-01 | 2011-09-22 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-06-07 | 2008-06-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-06-07 | 2008-06-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-06-07 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-06-07 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |