Baifeng Hu

胡柏風
CE No. BOO676 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baifeng Hu (胡柏風), a licensed Responsible Officer with CE reference BOO676. Currently licensed at 2 firm(s): CITIC CLSA Capital Partners HK Limited, CLSA Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
RO Type 1 — Dealing in securities 2025-05-19 present
CLSA Limited
中信里昂證券有限公司
RO Type 1 — Dealing in securities 2020-01-08 present
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
RO Type 4 — Advising on securities 2019-10-21 present
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
RO Type 9 — Asset management 2019-10-21 present
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities 2019-08-07 2020-01-08
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 4 — Advising on securities 2019-08-07 2019-10-21
CITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Rep Type 9 — Asset management 2019-08-07 2019-10-21

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