Hanhua Liu
劉漢華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hanhua Liu (劉漢華), a licensed Responsible Officer with CE reference AUW243. Currently licensed at 1 firm(s): Guolian Securities International Asset Management Co., Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-15 | present |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-15 | 2024-07-02 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 4 — Advising on securities | 2020-12-15 | 2024-07-02 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-21 | 2019-05-15 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-21 | 2019-05-15 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-03 | 2019-05-15 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-23 | 2017-09-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-23 | 2017-09-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-23 | 2017-09-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-29 | 2016-01-13 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-29 | 2016-01-13 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-29 | 2016-01-13 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-16 | 2011-03-27 |