Gujing Shen
沈谷菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gujing Shen (沈谷菁), a licensed former licensee with CE reference BHH475. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-21 | 2021-05-07 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-01-21 | 2021-05-07 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-12 | 2020-12-30 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-04-12 | 2020-12-30 |