Zhexu Chen
陳哲旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhexu Chen (陳哲旭), a licensed Representative with CE reference BNO686. Currently licensed at 1 firm(s): CITIC CLSA Capital Partners HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-30 | present |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-29 | present |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-11-29 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-29 | 2025-11-27 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-10 | 2020-05-08 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-10 | 2020-05-08 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-10 | 2020-05-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2019-02-26 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-19 | 2019-02-26 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-19 | 2019-02-26 |