Vaibhav Vishnudas Totla
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vaibhav Vishnudas Totla ( ), a licensed former licensee with CE reference ALZ933. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-17 | 2025-11-04 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-31 | 2025-11-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-28 | 2025-11-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2014-03-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-08 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-05-25 | 2014-03-15 |