Huatai Financial Holdings (Hong Kong) Limited

華泰金融控股(香港)有限公司
CE No. AOK809 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huatai Financial Holdings (Hong Kong) Limited (華泰金融控股(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AOK809. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 3 — Leveraged foreign exchange trading; 4 — Advising on securities; 6 — Advising on corporate finance; 7 — Providing automated trading services; 9 — Asset management. Current licensed staff on file: 836 (total recorded over time: 1568). Earliest licence on file: 2007-04-04.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Providing automated trading services →More firms doing Asset management →

Registered address

53/F, The Center, 99 Queen's Road Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2007-04-04 present
Type 2 — Dealing in futures contracts 2009-06-22 present
Type 3 — Leveraged foreign exchange trading 2025-02-17 present
Type 4 — Advising on securities 2010-02-11 present
Type 6 — Advising on corporate finance 2014-08-05 present
Type 7 — Providing automated trading services 2023-07-10 present
Type 9 — Asset management 2009-05-25 present

Licensed staff (all-time) (1568)
Active on date

Name Activities First licensed To
Zhongcheng Ai 艾仲承 RO 1 Rep 1, 4 2022-06 Present
Yulong Cai 蔡宇龍 RO 1, 6 Rep 1, 6 2021-11 Present
Samuel Ka Fai Chak 翟家輝 RO 1, 2 Rep 1, 2, 9 2011-02 2011-09
Amy Chan 陳安薇 RO 1 Rep 1 2011-12 2012-04
Gabriel Kar Yin Chan 陳嘉賢 RO 1, 2, 4 Rep 1, 2, 4 2018-05 2020-10
Vincent Sai Yee Chan 陳世義 RO 2 Rep 1, 2 2010-12 2012-07
Yiu Man Chan 陳耀民 RO 1, 2, 4, 7 Rep 1, 2, 4 2025-10 Present
Ching-Kun Chang 張靖坤 RO 4 Rep 4 2015-02 2015-12
Jimmy Tim Fuk Chang 張添福 RO 1, 2, 4 Rep 1, 2, 4 2015-03 2017-08
Cheng (SFC:BFY640) Chen 陳誠 RO 1, 4, 6 Rep 1, 4, 6 2019-07 2022-08
Jing (SFC:ARM218) Chen 陳靜 RO 1, 2, 4 Rep 1, 2, 4 2017-10 2021-08
Li (SFC:BMV473) Chen 陳莉 RO 1, 4 Rep 1, 4 2018-08 2024-09
Mengting Chen 陈梦婷 RO 1 Rep 1 2026-01 Present
Shanshan Chen 陳姍姍 RO 1, 2, 4, 9 Rep 1, 2, 4 2019-07 Present
Wen-Chung Chen 陳文聰 RO 1, 4 Rep 1, 4 2010-09 2011-01
Xiaoying Chen 陳晓穎 RO 1, 4, 6 Rep 1, 4, 6 2025-09 Present
Xiaoyu Chen 陳肖宇 RO 1, 2, 4 Rep 1, 2, 4 2020-01 Present
Yu (SFC:AQS372) Chen 陳裕 RO 1 Rep 1, 2, 4, 9 2008-05 2015-03
Sze Man (SFC:BMX684) Cheng 鄭詩敏 RO 1, 2, 4, 7 Rep 1, 2, 4 2020-08 2025-04
Agatha Chau Wan Cheung 張秋雲 RO 1, 4, 6 Rep 1, 4, 6 2014-04 2018-10
Hoi Shan Cheung 張海珊 RO 1, 4 Rep 1, 4 2015-03 Present
Wai Lik Cheung 張偉力 RO 1, 4, 6 Rep 1, 6 2020-09 Present
Hon Kei Chu 朱漢基 RO 1, 2, 4 Rep 1, 2, 4 2015-09 2019-07
I-Chu Chuang 莊易築 RO 1, 4 Rep 1, 2, 4 2012-08 2015-08
Chi Chuen Ryan Chung 鍾志銓 RO 1, 4, 6, 9 Rep 1, 4, 6, 9 2014-07 Present
Jimmy Kin Shun Chung 鍾建舜 RO 1, 4, 6 2015-01 2016-10
Hanzhi Ding 丁涵之 RO 4 Rep 4 2016-09 2020-05
Dan Du 杜丹 RO 1, 4, 9 Rep 1, 4, 9 2018-04 2023-12
Junhao Fan 樊俊豪 RO 4 Rep 4 2024-05 Present
Wenchao Fan 范文超 RO 1, 2, 3, 4 Rep 1, 4 2020-01 2025-08
Yingzhi Fan 樊英智 RO 1, 4, 9 2025-12 2026-03
Yunfeng Fan 范云凤 RO 4 Rep 4, 9 2011-02 Present
Zhongzhe Fan 樊仲哲 RO 1, 6 Rep 1, 4, 6 2018-12 Present
Hui (SFC:BPG342) Feng 封慧 RO 9 Rep 9 2022-07 Present
Michael Chi Tat Fok 霍志達 RO 1, 4, 6 Rep 1, 4, 6 2014-08 2019-10
Rebecca Wing Yan Fu 傅穎欣 RO 1, 4 Rep 1, 2, 4 2017-02 2026-03
Man Heng Fung 馮敏衡 RO 6 Rep 1, 4, 6 2017-06 2020-01
Haiyan Gu 顾海燕 RO 1, 2, 4 Rep 1, 2, 4 2025-12 Present
Hanyu Gu 顧寒宇 RO 1, 6 Rep 1, 4, 6 2019-11 Present
Jiawei Guo 郭佳偉 RO 1, 3, 4 Rep 1, 2, 4 2018-08 Present
Zili Guo 郭自力 RO 1, 4, 6 Rep 1, 4, 6 2016-10 2018-07
Kam Kai Ho 何錦佳 RO 1, 4, 6 Rep 1, 4, 6 2025-11 Present
May Sam Ho 何美心 RO 1, 2, 4 Rep 1, 2, 4 2016-02 2022-03
Pui Lam Ho 何沛霖 RO 1, 2 Rep 1, 2, 4 2018-10 2020-09
Peng (SFC:ARG547) Hu 胡芃 RO 1, 4, 6 Rep 1, 4, 6 2015-10 2018-06
Xisha Hu 胡錫莎 RO 1, 2 Rep 1, 2 2017-10 2025-04
Xiaokan Jia 賈小侃 RO 1, 4 Rep 1, 2, 4 2022-11 Present
Jing Jiang 蒋静 RO 1, 4, 6 Rep 1, 4, 6 2021-07 Present
Jiwei Jiang 姜繼威 RO 1 Rep 1, 2 2008-07 2014-05
Xiongxiao Jiang 蔣熊孝 RO 1, 4, 6 Rep 1, 4, 6 2020-06 2025-09
Cathy Tung Wa Kok 郝冬樺 RO 9 Rep 1, 2, 4, 9 2017-08 Present
Ming Fai Kong 江明輝 RO 1, 9 2007-04 2009-10
Yan Lai 賴焉 RO 1, 4, 6 Rep 1, 4, 6 2018-12 2021-12
Cheuk Fung Lam 林卓峯 RO 1, 2, 4, 9 Rep 1, 2, 4, 9 2007-04 2011-03
Ching Lok Gary Lam 林清樂 RO 1, 4, 6 Rep 1, 4, 6 2021-02 2023-09
Kwok Hei Lau 劉國熙 RO 1, 2, 4, 7 Rep 1, 2, 4, 7 2025-02 Present
Michael Chi Wai Lau 劉志偉 RO 1, 4, 6 Rep 1, 4, 6, 9 2014-03 2018-02
Yik Ting Lau 劉奕霆 RO 1, 2, 4, 7 Rep 1, 2, 4 2020-07 2024-07
Kelvin Yau-Teng Leung 梁祐庭 RO 1, 4, 6 Rep 1, 4, 6 2023-03 Present
Wing Kei Leung 梁榮基 RO 1, 2 Rep 1, 2 2012-08 2018-02
Baohua Li 李保華 RO 1, 4, 9 Rep 1, 4, 9 2022-08 2026-03
Hua Li 李驊 RO 1, 2, 4 Rep 1, 2, 4 2020-08 Present
Jamie Chiu Li 李超 RO 1, 2, 4 Rep 1, 2 2012-07 2015-06
Jian (SFC:AWF297) Li 李健 RO 4 Rep 4 2019-05 Present
Ning (SFC:BWV282) Li 李宁 RO 1, 2, 3, 4 Rep 1, 2, 3, 4 2025-10 Present
Pan (SFC:AYF532) Li 李攀 RO 1, 6 Rep 1, 6 2021-10 Present
Shuo Li 李碩 RO 1, 2, 3, 4 Rep 1, 2, 4, 9 2021-06 2025-05
Shuo (SFC:BOS628) Li 李碩 RO 2 Rep 1, 4 2019-08 2026-03
Minwei Lian 連敏偉 RO 1 Rep 1, 2 2025-11 Present
Hong Liang 梁紅 RO 4 Rep 1, 4 2022-08 Present
Yiming Liang 梁仡銘 RO 1, 4 Rep 2, 4 2014-06 2019-06
Shunrui Liao 廖順睿 RO 1, 6 Rep 1, 4, 6 2017-06 Present
Irene Siok Cheng Lim 林淑貞 RO 1, 4 Rep 1, 4 2014-06 2018-05
Huayong Lin 林華勇 RO 9 Rep 1, 4, 9 2010-10 2015-06
Shanshan Lin 林姍姍 RO 1, 4 Rep 1, 4 2019-08 Present
Cheng-Yi Liu 劉正毅 RO 1, 4, 9 Rep 1, 4, 9 2013-04 2015-01
Taojiang Liu 劉濤江 RO 1, 4, 6 Rep 1, 4, 6 2014-09 Present
Ying (SFC:ATE914) Liu 劉瑩 RO 1, 4, 9 Rep 1, 4, 6, 9 2018-11 Present
Yiyi Liu 劉依依 RO 1, 6 Rep 1, 6 2021-07 Present
Yuqi Liu 劉玉麒 RO 6 Rep 1, 6 2021-08 Present
Chun Kit Lok 駱俊傑 RO 6 Rep 1, 4, 6 2019-02 2026-02
Anping Lou 樓安平 RO 1, 6 Rep 1, 6 2021-11 Present
Jiuzhou Lu 陸九州 RO 4, 9 Rep 4, 9 2024-09 Present
Rong (SFC:ACB322) Lu 陸戎 RO 1, 2, 4, 6, 9 Rep 1, 2, 4, 9 2014-03 2017-04
Ting Lu 陸挺 RO 1, 4 Rep 1, 4 2015-05 2018-05
Yuanjing Ma 馬源璟 RO 1, 6 Rep 1, 4, 6 2015-04 Present
Kam Fai Man 文錦輝 RO 1, 2, 4 2009-06 2015-03
Deyi Mao 毛德一 RO 1, 6 Rep 1, 6 2022-03 Present
Xianjun Meng 孟憲君 RO 1, 6 Rep 1, 6 2021-09 Present
Yunan Min 闵豫南 RO 1, 2 Rep 1, 2 2025-07 2026-03
Chi Fai Ng 吳梓輝 RO 1, 4, 6 Rep 1, 4 2014-05 2017-08
Ting Chi Ng 吳廷智 RO 1, 4, 6 Rep 6 2020-03 2022-01
Wing Ho Ngan 顏永豪 RO 1, 6 Rep 1, 4 2014-03 2015-06
Wei Qiao 喬煒 RO 1, 4, 6 Rep 1, 4, 6 2019-03 Present
Jia Ren 任佳 RO 1, 4, 6 Rep 1, 4, 6 2015-03 Present
Ruxiang Rong 戎如香 RO 9 Rep 4, 9 2021-12 Present
Wan Sang Andy Shek 石縕勝 RO 1, 2, 3, 4 Rep 1, 2, 3, 4 2025-11 Present
Dong Shi 史棟 RO 1, 6 Rep 1, 6 2022-10 2025-12
Shuncheng Shi 施順成 RO 1, 4, 9 Rep 1, 4, 9 2017-12 2019-09
Xiaofeng (SFC:BJJ358) Shi 史晓峰 RO 1, 4, 6 Rep 1, 4, 6 2017-04 Present
Showing 1–100 of 1568

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