Samuel Ka Fai Chak
翟家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Ka Fai Chak (翟家輝), a licensed former licensee with CE reference AMX582. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-30 | 2019-11-15 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-30 | 2019-11-15 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-30 | 2019-11-15 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-30 | 2019-11-15 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-10-29 | 2017-06-27 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-10-29 | 2017-06-27 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-16 | 2017-06-27 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 4 — Advising on securities | 2014-05-16 | 2017-06-27 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-08-27 | 2014-03-07 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-08-27 | 2014-03-07 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-20 | 2014-03-07 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 — Advising on securities | 2012-08-20 | 2014-03-07 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-30 | 2012-07-24 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-03-30 | 2012-07-24 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-28 | 2012-07-24 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-08 | 2011-09-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-24 | 2011-09-01 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-02-24 | 2011-09-01 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-11 | 2011-02-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-11 | 2011-02-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-02-11 | 2011-09-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-08 | 2011-01-04 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-05-12 | 2011-01-04 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-15 | 2011-01-04 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-01-15 | 2011-01-04 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-03 | 2010-02-08 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-03 | 2008-01-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-12 | 2006-02-14 |