Soochow Securities International Brokerage Limited

東吳證券國際經紀有限公司
CE No. AYA587 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soochow Securities International Brokerage Limited (東吳證券國際經紀有限公司), a Hong Kong-based licensed corporation with CE reference AYA587. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 66 (total recorded over time: 336). Earliest licence on file: 2012-01-12.

Registered address

Level 17, Three Pacific Place, 1 Queen's Road East, Level 17, Three Pacific Place

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2012-01-12 present
Type 4 — Advising on securities 2012-01-12 present

Licensed staff (all-time) (336)
Active on date

Name Activities First licensed To
Yan Lun Au-Yeung 歐陽欣麟 RO 1 Rep 1 2019-05 2024-09
Samuel Ka Fai Chak 翟家輝 RO 1, 4 2012-08 2014-03
Amy Chan 陳安薇 RO 1 Rep 1 2014-01 2018-08
Louis Shing Ming Chan 陳成名 RO 1 Rep 1 2015-07 2018-03
Stephen Ka Fai Chan 陳家輝 RO 1, 4 2012-01 2013-01
Ying Wai Chan 陳英偉 RO 1 Rep 1 2019-05 2023-04
Ellis Yat Ming Chau 周日明 RO 1, 4 2012-08 2014-05
Hudson Chun Fai Cheng 鄭俊輝 RO 1 Rep 1 2019-08 2021-10
Kong Wai Cheng 鄭江偉 RO 1, 4 Rep 1, 4 2018-09 2019-08
Terence Tak Him Cheng 鄭德謙 RO 1 Rep 1 2019-06 2022-04
Ho Wen Owen Cheung 蔣浩雲 RO 1, 4 Rep 1 2014-03 2025-10
Hau Fan Chow 周厚勛 RO 1 Rep 1 2022-12 Present
Jiaqi Deng 鄧嘉麒 RO 1 Rep 1 2012-11 2022-06
Dan Du 杜丹 RO 1, 4 Rep 1, 4 2012-03 2018-03
Xiangyun Gu 顧翔芸 RO 1, 4 Rep 1 2018-01 Present
Alex Tat Hung King 金達鴻 RO 1, 4 2014-01 2018-08
Bing Wah Kwok 郭冰樺 RO 4 Rep 4 2012-12 2017-01
Sui Ting Lai 黎瑞婷 RO 1 Rep 1 2019-12 2025-08
Hui (SFC:BJC490) Liu 劉輝 RO 1, 4 2022-10 2023-04
Sufeng Liu 劉蘇鋒 RO 1 Rep 1, 4 2018-09 2020-11
Kwok Kei Mak 麥國基 RO 1 Rep 1 2019-05 2021-07
Tze Miu Pun 潘子苗 RO 1 Rep 1 2014-04 2019-03
Jin Qiu 邱瑾 RO 1, 4 Rep 1, 4 2021-07 Present
Kwok Keung Tsoi 蔡國強 RO 1, 4 2012-01 2012-08
Anyuan Wang 王安元 RO 1 Rep 1 2012-11 2013-03
Dong (SFC:BBL833) Wang 王棟 RO 1, 4 Rep 1, 4 2019-07 Present
Jian (SFC:AVM361) Wang 王健 RO 1 Rep 1 2022-01 2023-07
Allen Kin Sing Wong 黃健星 RO 4 Rep 4 2016-07 2020-12
David Chun Wan Wu 胡震寰 RO 1 Rep 1 2019-06 2020-11
Qingbo Wu 鄔清波 RO 1, 4 2018-06 2019-06
Hongwei Xing 邢宏瑋 RO 1, 4 Rep 1, 4 2022-01 Present
Chin Ho Yip 葉展灝 RO 1, 4 Rep 1, 4 2020-03 2024-06
Liangwei Zhang 張良衛 RO 4 Rep 4 2022-09 Present
Cui Zhao 趙璀 RO 1, 4 Rep 1, 4 2025-02 Present
Hei Ching Au 區禧靖 Rep 1 2015-03 2015-06
Tik Sun Au 區廸新 Rep 1 2021-02 2023-04
Qi Cao 操琦 Rep 1 2022-01 2023-06
Wai Nga Chak 翟偉雅 Rep 1 2019-07 2021-04
Suet Lin Cham 湛雪蓮 Rep 1, 4 2013-05 2014-03
Anthony Tsz Him Chan 陳梓謙 Rep 1 2014-11 2015-06
Cookie Wai Hing Chan 陳惠兄 Rep 1 2019-05 2019-11
Eric Ho Chuen Chan 陳浩存 Rep 1 2021-03 Present
Evan Chan 陳怡藩 Rep 1 2023-08 2026-02
Hoi Yee (SFC:ANJ481) Chan 陳凱怡 Rep 1 2012-09 2012-12
Ka Keung Chan 陳家強 Rep 1 2021-05 Present
Kei Yin (SFC:BEO156) Chan 陳紀賢 Rep 1 2014-12 2019-01
Lap Hang Nicholas Chan 陳立行 Rep 1 2019-05 2022-09
Stanley Siu Kay Chan 陳紹基 Rep 1 2022-05 Present
Stephanie Sin Ping Chan 陳倩萍 Rep 1 2014-04 2021-06
Wai Sing Chan 陳偉星 Rep 1 2017-11 2019-04
William Yuk Shu Chan 陳玉樹 Rep 1 2014-05 Present
Yee Man (SFC:AHX556) Chan 陳綺雯 Rep 1, 4 2013-06 2013-10
Yiu Man (SFC:ACR627) Chan 陳耀文 Rep 1 2015-05 2017-09
Kin Kei Chau 周建基 Rep 1 2013-01 2015-04
Bing Chen 陳丙 Rep 1, 4 2012-02 2019-11
Chi Hung Chen 陳志雄 Rep 1 2015-08 2016-10
Han (SFC:BOC085) Chen 陳涵 Rep 1 2019-01 2019-08
Peijie Chen 陳佩婕 Rep 1 2019-06 2022-05
Ruibin Chen 陳睿彬 Rep 4 2022-07 Present
Wen-Chung Chen 陳文聰 Rep 1, 4 2014-06 2014-09
Yu (SFC:BEM653) Chen 陳昱 Rep 1 2014-11 2016-11
Zhangchen Chen 陳樟宸 Rep 1, 4 2025-05 Present
Kim Pong Cheng 鄭劍邦 Rep 1 2014-10 2017-08
Kwok Sum Cheng 鄭國森 Rep 1 2015-05 2016-03
Man Wai Cheng 鄭文慧 Rep 1 2020-06 2021-06
Sim Kuen Cheng 鄭嬋娟 Rep 1 2013-02 2014-03
Chi Ling Cheung 張芷齡 Rep 1 2026-01 2026-03
Chun Wing Cheung 張晉榮 Rep 1 2016-05 2017-06
Eva Lai Mui Cheung 張麗梅 Rep 1 2015-08 2019-05
Pui Shan Cheung 張珮珊 Rep 1, 4 2014-01 Present
Raymond Kwok Fai Cheung 張國輝 Rep 1, 4 2012-10 2019-06
Ruann Yuet Wah Cheung 張月華 Rep 1 2014-06 Present
Shui Fai (SFC:AIF576) Cheung 張水輝 Rep 1 2013-05 Present
Tsz Ming (SFC:BGC381) Cheung 張梓銘 Rep 1 2015-08 2018-07
Wai Hang Cheung 張煒桁 Rep 1 2015-05 2018-08
Wan Wah (SFC:AWA346) Cheung 張韻華 Rep 1 2023-05 Present
Ka Chun Chiang 蔣嘉駿 Rep 1 2019-02 2021-07
Chung Lam Chien 錢仲霖 Rep 4 2014-09 2015-07
Yan Kit Chiu 趙仁傑 Rep 1 2013-08 2017-04
Yat Shuk Chiu 趙一粟 Rep 1 2014-09 Present
Antonius Chi Cheong Choi 蔡熾昌 Rep 1 2021-01 2023-11
Ngai Man Chong 莊毅文 Rep 1 2015-06 2016-02
Wai Hung Chong 莊偉雄 Rep 1 2014-04 2019-07
Ching Yi Chou 周靜怡 Rep 1 2015-07 2018-03
Siu Hung Chow 周小雄 Rep 1 2015-03 2016-04
Wan Ling Choy 蔡昀凌 Rep 1 2021-05 Present
Herman Hok Man Chu 朱學敏 Rep 1 2015-08 2016-11
Wai Leung (SFC:ABQ114) Chu 朱偉良 Rep 1 2015-03 2017-09
Edmund Sek Nin Chung 鍾錫年 Rep 1 2014-06 Present
Ken Lap Kei Chung 鍾立基 Rep 1 2014-09 2017-06
Qi da 笪琦 Rep 1, 4 2022-05 Present
Jun Ding 丁俊 Rep 1 2019-09 2022-09
Juan Du 杜鵑 Rep 1 2021-10 2023-10
Kam Ho Fan 范錦濠 Rep 1 2014-04 2015-07
Winnie Wing Yan Fan 樊詠恩 Rep 1 2018-10 2019-08
Chengqi Fang 房誠琦 Rep 1, 4 2024-08 2025-08
Ka Kiu Fong 方家翹 Rep 1 2012-11 2014-06
Chi Man Fung 馮志文 Rep 1 2015-06 2021-12
Hui (SFC:BSF483) Gao 高慧 Rep 1, 4 2022-04 2023-10
Mengyang Gao 高夢洋 Rep 1 2022-07 2025-04
Showing 1–100 of 336

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Related