Cookie Wai Hing Chan
陳惠兄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cookie Wai Hing Chan (陳惠兄), a licensed Representative with CE reference AZN386. Currently licensed at 1 firm(s): Gentleman Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-20 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-10 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 — Asset management | 2021-03-29 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-24 | 2021-01-29 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-24 | 2021-01-29 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-16 | 2019-11-30 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-16 | 2019-11-30 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-04 | 2019-03-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-14 | 2019-03-15 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-10 | 2015-05-04 |