CTBC Asia Limited
中國信託綜合證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CTBC Asia Limited (中國信託綜合證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AJF262. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 14 (total recorded over time: 91). Earliest licence on file: 2004-01-14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Registered address
Suite 2809, 28/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2004-01-14 | present |
| Type 4 — Advising on securities | 2004-10-04 | present |
| Type 6 — Advising on corporate finance | 2004-08-19 | present |
| Type 9 — Asset management | 2004-01-14 | present |
Licensed staff (all-time) (91)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Albert Yu Hwa Chang 張佑華 | RO 6 Rep 6 | 2019-06 | 2023-06 |
| Chien Chih Chen 陳建智 | RO 4, 9 Rep 9 | 2004-07 | 2007-08 |
| Jui-Huan Chen 陳叡桓 | RO 1, 4, 6, 9 Rep 6 | 2004-06 | 2006-02 |
| Wei-Chih Cheng 鄭偉智 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-02 | Present |
| Shi Chung Chou 周世昌 | RO 1, 6 | 2004-08 | Present |
| Dickson Yik Sang Chu 朱益生 | RO 1 Rep 1, 4, 9 | 2004-03 | 2013-02 |
| Ho Tung Chung 鍾浩東 | RO 6 Rep 6 | 2005-04 | 2011-04 |
| Chia-Lung Hou 侯佳龍 | RO 1, 4 Rep 1, 4, 9 | 2021-03 | 2025-05 |
| Chung Mao Hsiao 蕭仲謀 | RO 1, 4, 6, 9 | 2005-07 | 2006-03 |
| Tsao Lung Lai 賴朝隆 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-07 | Present |
| Hao Wei Lin 林豪威 | RO 9 | 2024-08 | Present |
| Ka Keung Nam 藍嘉強 | RO 1, 4, 9 Rep 1, 9 | 2004-05 | 2016-02 |
| Simon Ng 伍世榮 | RO 1, 6 | 2004-05 | 2005-12 |
| Lai Wo Nip 聶禮和 | RO 1, 9 | 2004-01 | 2004-03 |
| Daniel I Kwei Wu 吳一揆 | RO 1, 4, 6, 9 | 2004-01 | 2022-08 |
| Huey-Ming Wu 吳慧明 | RO 1, 4 Rep 1 | 2006-02 | 2008-05 |
| Chun-Hsien Yen 顏君憲 | RO 1, 4, 9 | 2018-05 | Present |
| Matthew Shu Shun Yip 葉樹信 | RO 1, 4 Rep 1, 4, 9 | 2017-05 | Present |
| Ying Chi Yiu 饒英姿 | RO 6 Rep 6 | 2006-07 | 2021-10 |
| Miu Ki Yu 庾苗期 | RO 9 Rep 1, 9 | 2004-02 | 2007-04 |
| Chi Zhang 張馳 | RO 6 | 2024-05 | Present |
| Melody Yee Man Au 區依敏 | Rep 1 | 2012-07 | 2018-09 |
| Cookie Wai Hing Chan 陳惠兄 | Rep 1 | 2012-07 | 2015-05 |
| Hsin Yuan Chang 張馨元 | Rep 1 | 2004-08 | 2005-04 |
| Nai-Wen Chang 張乃文 | Rep 1 | 2006-07 | 2009-05 |
| Tse Min Chang 張澤民 | Rep 1, 4 | 2005-02 | 2005-03 |
| Chang-Ming Chen 陳章明 | Rep 1, 4 | 2010-08 | 2012-02 |
| Ching Wen Chen 陳景文 | Rep 1, 4, 9 | 2021-05 | 2022-10 |
| Hon-Jieh Chen 陳宏杰 | Rep 1, 4 | 2009-09 | 2016-12 |
| Shu-Shen Chen 陳樹深 | Rep 1, 6 | 2005-04 | 2005-05 |
| Sz Ing Chen 陳思穎 | Rep 1, 4 | 2025-08 | Present |
| Tien Yu Chen 陳天宇 | Rep 1, 4 | 2025-06 | Present |
| Ya-Ching Chen 陳雅菁 | Rep 1, 4 | 2006-07 | 2013-03 |
| Wei Ting Cheng 鄭微亭 | Rep 6 | 2022-03 | 2022-05 |
| Yi-Fang Cheng 鄭怡芳 | Rep 1, 4 | 2005-03 | 2005-12 |
| Chen-Tai Chiang 江禎泰 | Rep 1, 6 | 2006-10 | 2007-04 |
| Man Chit Chien 錢敏婕 | Rep 1, 4 | 2007-08 | 2008-05 |
| Amy Ching-Fen Chou 周旻萱 | Rep 1, 4 | 2004-03 | 2004-12 |
| I-Ping Chou 周宜平 | Rep 1, 4 | 2009-10 | 2010-09 |
| Ian Josh Epstein | Rep 1, 4 | 2005-03 | 2005-04 |
| Claris Wai Ping Fan 樊惠萍 | Rep 1, 4 | 2007-05 | 2007-07 |
| Yu Shen Fan 范育慎 | Rep 1, 4 | 2019-08 | 2019-09 |
| Wai Cheong Fong 方偉昌 | Rep 1, 9 | 2004-04 | 2004-05 |
| Ying Ming Gau 高英銘 | Rep 1, 4 | 2011-02 | 2016-10 |
| Kelly Han 韓開莉 | Rep 1 | 2015-12 | 2018-03 |
| Kin Ning Ho 何建翎 | Rep 1 | 2018-10 | 2019-03 |
| Yui Him Ho 何銳謙 | Rep 1, 4, 9 | 2025-09 | 2025-09 |
| Fang-Chih Hsu 徐芳枝 | Rep 1 | 2006-07 | 2009-05 |
| Tung Yuan Hsu 徐東元 | Rep 1, 4 | 2004-06 | 2025-09 |
| Chien-Hsiu Hu 胡建修 | Rep 1, 4 | 2009-08 | 2016-07 |
| Ku Han Huang 黃谷涵 | Rep 1, 4 | 2005-02 | 2005-05 |
| Li Ping Huang 黃栗屏 | Rep 1, 4 | 2004-07 | 2006-07 |
| Warren Joseph Johnson | Rep 1, 4 | 2004-07 | 2005-06 |
| Chien Ming Juan 阮建銘 | Rep 1, 4 | 2004-06 | 2005-04 |
| Ai-Hsi Kuo 郭艾西 | Rep 1 | 2007-03 | 2007-04 |
| Fang Yu Kuo 郭芳瑜 | Rep 1, 4 | 2023-12 | 2025-06 |
| Chi Sum Kwan 關智森 | Rep 1, 4 | 2021-09 | 2023-06 |
| Chai Yan Kwok 郭齊欣 | Rep 1 | 2015-08 | 2018-09 |
| Teresa Hin Yi Lam 藍顯儀 | Rep 1, 4 | 2009-08 | 2019-08 |
| Hsiao Yun Lee 李曉芸 | Rep 1 | 2012-07 | 2018-04 |
| Philip Lee | Rep 1, 4 | 2004-05 | 2005-06 |
| Yee Tak Lee 李以德 | Rep 1, 4 | 2014-03 | 2015-04 |
| Ya Tzu Liao 廖雅姿 | Rep 1, 4 | 2004-12 | 2008-12 |
| Chien Huei Lin 林建惠 | Rep 1, 4 | 2009-10 | 2010-02 |
| Ching I Lin 林靜怡 | Rep 1, 6 | 2004-06 | 2008-06 |
| Chih Chun Liu 劉芷均 | Rep 1, 4 | 2020-08 | 2025-12 |
| Hsiu Shuo Liu 劉修碩 | Rep 1, 4 | 2025-06 | Present |
| Siu Wan Liu 廖秀雲 | Rep 1, 4 | 2009-08 | 2019-08 |
| Wai Hung Liu 廖偉鴻 | Rep 1, 4, 9 | 2019-05 | 2021-04 |
| Philip Chung Ho Lo 盧頌濠 | Rep 1, 4, 6 | 2005-01 | 2011-07 |
| Hsiao-Chun Luo 羅孝君 | Rep 1, 4 | 2007-11 | 2012-07 |
| Flora Chi Shan Mak 麥芷珊 | Rep 1, 4 | 2007-05 | 2025-09 |
| Ching Yin (SFC:ARS551) Ng 吳清賢 | Rep 1, 4 | 2015-05 | 2017-03 |
| Mark David Peaker | Rep 1, 4 | 2004-12 | 2005-08 |
| Jui Lin Sung 宋瑞琳 | Rep 6 | 2022-11 | 2023-06 |
| Tsung Nan Tsai 蔡宗男 | Rep 1, 4 | 2013-08 | 2017-12 |
| Ching-Yuan Tseng 曾慶淵 | Rep 1, 4 | 2007-07 | 2010-01 |
| Pak Fai Tsui 徐碧輝 | Rep 1, 4 | 2007-11 | 2013-05 |
| Tsai Yun Wang 王彩雲 | Rep 1, 4 | 2019-04 | Present |
| Wei-Lung Wang 王偉倫 | Rep 1, 4, 9 | 2021-09 | 2024-09 |
| An Pei Wei 魏安培 | Rep 1, 4 | 2007-07 | 2008-06 |
| Ming Lai Wong 王銘麗 | Rep 1 | 2006-09 | 2007-08 |
| Wai Man Wong 王慧敏 | Rep 1 | 2007-07 | 2007-11 |
| Jr-Kai Yang 楊之凱 | Rep 1, 4, 9 | 2022-10 | Present |
| Ming Cheng Yang 楊明錚 | Rep 1, 4 | 2011-07 | 2012-05 |
| Zexia Yang 杨泽夏 | Rep 1, 9 | 2026-02 | Present |
| Yin Cheung Yau 邱彥暲 | Rep 1 | 2007-12 | 2010-01 |
| Hin Yeung 楊騫 | Rep 1 | 2012-07 | 2018-09 |
| Kin Lun Yeung 楊健倫 | Rep 1, 4, 9 | 2016-09 | 2018-08 |
| Mingcong Zhang 张明聪 | Rep 1, 4, 9 | 2025-11 | Present |
| Yun (SFC:BGL129) Zhou 周云 | Rep 6 | 2023-05 | 2023-06 |
Showing 1–91 of 91
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